|
Q3 2018
|
2 |
32,940 |
SPY puts, AMYRIS INC
|
13F-HR
|
11/13/2018 |
000128813618000020 |
|
Q2 2018
|
2 |
3,117 |
AMYRIS INC, COMSTOCK RESOURCES INC
|
13F-HR
|
8/14/2018 |
000128813618000017 |
|
Q1 2018
|
4 |
44,129 |
VXX puts, AMYRIS INC, SAFEGUARD SCIENTIFICS INC, COMSTOCK RESOURCES INC
|
13F-HR
|
5/14/2018 |
000128813618000015 |
|
Q4 2017
|
7 |
236,883 |
SPY puts, SPY, RAIT FINANCIAL TRUST, SAFEGUARD SCIENTIFICS INC
|
13F-HR
|
2/14/2018 |
000128813618000012 |
|
Q3 2017
|
3 |
712,924 |
TWX, BCR, T puts
|
NEW HOLDINGS
|
2/14/2018 |
000128813618000011 |
|
Q3 2017
|
43 |
668,500 |
SPY puts, HYG puts, RESOURCE CAPITAL CORP, RAIT FINANCIAL TRUST
|
13F-HR
|
11/14/2017 |
000128813617000058 |
|
Q2 2017
|
2 |
364,324 |
TWX, BCR
|
NEW HOLDINGS
|
2/14/2018 |
000128813618000010 |
|
Q2 2017
|
4 |
720,950 |
LVLT, WFM, WOOF, NXPI
|
NEW HOLDINGS
|
11/14/2017 |
000128813617000057 |
|
Q2 2017
|
130 |
2,818,911 |
SPY puts, RAI, HYG puts, AGN calls
|
13F-HR
|
8/14/2017 |
000128813617000052 |
|
Q1 2017
|
3 |
565,342 |
LVLT, WOOF, NXPI
|
NEW HOLDINGS
|
11/14/2017 |
000128813617000056 |
|
Q1 2017
|
5 |
525,218 |
RAI, MJN, SYNUTRA INTERNATIONAL INC, SCLN
|
NEW HOLDINGS
|
8/14/2017 |
000128813617000050 |
|
Q1 2017
|
137 |
3,963,415 |
SPY puts, AGN puts, AGN calls, HYG puts
|
13F-HR
|
5/15/2017 |
000128813617000045 |
|
Q4 2016
|
1 |
188,807 |
LVLT
|
NEW HOLDINGS
|
11/14/2017 |
000128813617000055 |
|
Q4 2016
|
1 |
10,674 |
SYNUTRA INTERNATIONAL INC
|
NEW HOLDINGS
|
8/14/2017 |
000128813617000049 |
|
Q4 2016
|
10 |
257,040 |
ENH, HAR, LLTC, MENT
|
NEW HOLDINGS
|
5/15/2017 |
000128813617000044 |
|
Q4 2016
|
351 |
2,286,256 |
SPY puts, FTI, RESOURCE CAPITAL CORP, EEM puts
|
13F-HR
|
2/14/2017 |
000128813617000038 |
|
Q3 2016
|
3 |
34,366 |
TSL, KZ, TRINA SOLAR LTD
|
NEW HOLDINGS
|
5/15/2017 |
000128813617000043 |
|
Q3 2016
|
5 |
453,433 |
LNKD, FTI, KANG, SKY-MOBI LTD-SP A
|
NEW HOLDINGS
|
2/13/2017 |
000128813617000036 |
|
Q3 2016
|
390 |
5,320,190 |
SPY puts, PG, PG puts, ITC
|
RESTATEMENT
|
1/11/2017 |
000128813617000003 |
|
Q2 2016
|
1 |
1,068 |
SYNUTRA INTERNATIONAL INC
|
NEW HOLDINGS
|
8/14/2017 |
000128813617000048 |
|
Q2 2016
|
2 |
29,410 |
TSL, KZ
|
NEW HOLDINGS
|
5/15/2017 |
000128813617000042 |
|
Q2 2016
|
3 |
408,795 |
LNKD, KANG, SKY-MOBI LTD-SP A
|
NEW HOLDINGS
|
2/13/2017 |
000128813617000035 |
|
Q2 2016
|
13 |
164,966 |
ITC, EJ, JMEI, DSKY
|
NEW HOLDINGS
|
11/15/2016 |
000128813616000125 |
|
Q2 2016
|
387 |
8,364,016 |
JAZZ, SPY puts, HSBC 6.375 P12/29/49-V2, QIHU
|
RESTATEMENT
|
8/16/2016 |
000128813616000115 |
|
Q1 2016
|
3 |
30,231 |
TSL, KZ, SYNUTRA INTERNATIONAL INC
|
NEW HOLDINGS
|
5/15/2017 |
000128813617000041 |
|
Q1 2016
|
1 |
44,996 |
KANG
|
NEW HOLDINGS
|
2/13/2017 |
000128813617000034 |
|
Q1 2016
|
10 |
101,285 |
EJ, JMEI, DSKY, DANG
|
NEW HOLDINGS
|
11/14/2016 |
000128813616000124 |
|
Q1 2016
|
10 |
949,525 |
SNDK, BXLT, QIHU, YY
|
NEW HOLDINGS
|
8/15/2016 |
000128813616000113 |
|
Q1 2016
|
619 |
5,720,038 |
SPY puts, JAH, ING GROEP NV FLT PERP, HPY
|
13F-HR
|
5/16/2016 |
000128813616000103 |
|
Q4 2015
|
2 |
18,620 |
KANG, KZ
|
NEW HOLDINGS
|
2/13/2017 |
000128813617000033 |
|
Q4 2015
|
6 |
50,170 |
EJ, DSKY, RENN, NPD
|
NEW HOLDINGS
|
11/14/2016 |
000128813616000123 |
|
Q4 2015
|
9 |
371,099 |
QIHU, MR, 217A.SG, YY
|
NEW HOLDINGS
|
8/15/2016 |
000128813616000112 |
|
Q4 2015
|
6 |
219,614 |
CAM, KING, BONA, HMIN
|
NEW HOLDINGS
|
5/16/2016 |
000128813616000106 |
|
Q4 2015
|
646 |
6,852,806 |
SPY puts, BRCM, PCP, ACAS
|
13F-HR
|
2/16/2016 |
000128813616000092 |
|
Q3 2015
|
8 |
60,615 |
MOMO, DSKY, EJ, KANG
|
NEW HOLDINGS
|
11/14/2016 |
000128813616000122 |
|
Q3 2015
|
8 |
60,615 |
MOMO, DSKY, EJ, KANG
|
NEW HOLDINGS
|
11/14/2016 |
000128813616000121 |
|
Q3 2015
|
8 |
65,806 |
217A.SG, QIHU, YY, RENN
|
NEW HOLDINGS
|
8/15/2016 |
000128813616000111 |
|
Q3 2015
|
6 |
119,406 |
CAM, MR, BONA, XUEDA EDUCATION GR-SPON ADR
|
NEW HOLDINGS
|
5/16/2016 |
000128813616000105 |
|
Q3 2015
|
9 |
996,551 |
BRCM, SIAL, PCP, WX
|
NEW HOLDINGS
|
2/16/2016 |
000128813616000096 |
|
Q3 2015
|
605 |
6,499,265 |
SPY puts, ACAS, THOR, TESLA MOTORS INC
|
13F-HR
|
11/16/2015 |
000128813615000056 |
|
Q2 2015
|
12 |
63,141 |
QIHU, YY, BONA, MOMO
|
NEW HOLDINGS
|
5/16/2016 |
000128813616000104 |
|
Q2 2015
|
5 |
62,759 |
GAME, WX, ANTE, VIMICRO INTERNATIONAL CO-ADR
|
NEW HOLDINGS
|
2/16/2016 |
000128813616000095 |
|
Q2 2015
|
5 |
541,394 |
SIAL, HSP, PLL, OVTI
|
NEW HOLDINGS
|
11/16/2015 |
000128813615000053 |
|
Q2 2015
|
653 |
8,522,508 |
SPY puts, DTV, HYG puts, NLY
|
13F-HR
|
8/14/2015 |
000128813615000047 |
|
Q1 2015
|
1 |
14,700 |
OVTI
|
NEW HOLDINGS
|
2/16/2016 |
000128813616000094 |
|
Q1 2015
|
1 |
19,704 |
GAME
|
NEW HOLDINGS
|
11/16/2015 |
000128813615000052 |
|
Q1 2015
|
3 |
151,293 |
DRC, ISSI, PERFECT WORLD CO-SPON ADR
|
NEW HOLDINGS
|
8/13/2015 |
000128813615000045 |
|
Q1 2015
|
1 |
87,553 |
MDT
|
NEW HOLDINGS
|
5/27/2015 |
000128813615000043 |
|
Q1 2015
|
593 |
7,950,901 |
SPY puts, DTV, IGT, ACAS
|
13F-HR
|
5/15/2015 |
000128813615000041 |
|
Q4 2014
|
2 |
48,423 |
GAME, OVTI
|
NEW HOLDINGS
|
11/16/2015 |
000128813615000055 |
|
Q4 2014
|
2 |
126,449 |
DRC, PERFECT WORLD CO-SPON ADR
|
NEW HOLDINGS
|
8/13/2015 |
000128813615000046 |
|
Q4 2014
|
1 |
105,734 |
IGT
|
NEW HOLDINGS
|
5/15/2015 |
000128813615000040 |
|
Q4 2014
|
2 |
121,761 |
CBST, CBST puts
|
NEW HOLDINGS
|
4/9/2015 |
000128813615000034 |
|
Q4 2014
|
696 |
7,424,354 |
SPY puts, COV, SJNK, ACAS
|
13F-HR
|
2/17/2015 |
000128813615000032 |
|
Q3 2014
|
2 |
21,609 |
GAME, OVTI
|
NEW HOLDINGS
|
11/16/2015 |
000128813615000054 |
|
Q3 2014
|
1 |
14,559 |
IGT
|
NEW HOLDINGS
|
5/15/2015 |
000128813615000039 |
|
Q3 2014
|
2 |
9,736 |
ISOFTSTONE HOLDINGS LTD-ADS, MONTAGE TECHNOLOGY GROUP LTD
|
NEW HOLDINGS
|
2/13/2015 |
000128813615000028 |
|
Q3 2014
|
967 |
8,503,662 |
SPY puts, AAPL puts, QQQ puts, IWM calls
|
13F-HR
|
11/14/2014 |
000128813614000100 |
|
Q2 2014
|
1 |
10,597 |
SHPG
|
NEW HOLDINGS
|
2/13/2015 |
000128813615000027 |
|
Q2 2014
|
1 |
766 |
CHARM COMMUNICATIONS INC-ADR
|
NEW HOLDINGS
|
11/14/2014 |
000128813614000103 |
|
Q2 2014
|
703 |
6,481,963 |
AAPL puts, AAPL calls, SPY puts, ANNALY CAPITAL MGMT
|
13F-HR
|
8/12/2014 |
000128813614000089 |
|
Q1 2014
|
2 |
9,736 |
ISOFTSTONE HOLDINGS LTD-ADS, MONTAGE TECHNOLOGY GROUP LTD
|
NEW HOLDINGS
|
2/13/2015 |
000128813615000026 |
|
Q1 2014
|
3 |
113,332 |
SWY calls, ISOFTSTONE HOLDINGS LTD-ADS, CHDX
|
NEW HOLDINGS
|
11/14/2014 |
000128813614000104 |
|
Q1 2014
|
5 |
18,575 |
YONG, CHINA HYDROELECTRIC CP-ADS, LE GAGA HOLDINGS LTD-ADR, AUTONAVI HOLDINGS LTD-ADR
|
NEW HOLDINGS
|
8/12/2014 |
000128813614000085 |
|
Q1 2014
|
1 |
15,735 |
GA
|
NEW HOLDINGS
|
8/12/2014 |
000128813614000093 |
|
Q1 2014
|
576 |
6,438,313 |
HYG puts, SPY puts, HYG calls, ANNALY CAPITAL MGMT
|
13F-HR
|
5/15/2014 |
000128813614000068 |
|
Q4 2013
|
1 |
2,461 |
LE GAGA HOLDINGS LTD-ADR
|
NEW HOLDINGS
|
2/13/2015 |
000128813615000025 |
|
Q4 2013
|
1 |
3,574 |
ISOFTSTONE HOLDINGS LTD-ADS
|
NEW HOLDINGS
|
11/14/2014 |
000128813614000101 |
|
Q4 2013
|
3 |
2,130 |
CHINA HYDROELECTRIC CP-ADS, GA
|
NEW HOLDINGS
|
8/12/2014 |
000128813614000091 |
|
Q4 2013
|
3 |
14,075 |
PACTERA TECHNOLOGY-ADR, CHINAEDU CORP-ADR, TRUNKBOW INTERNATIONAL HOLDI
|
NEW HOLDINGS
|
5/14/2014 |
000128813614000066 |
|
Q4 2013
|
632 |
8,184,080 |
SPY calls, GM+B, AMERICAN CAPITAL AGENCY CORP, ANNALY CAPITAL MGMT
|
13F-HR
|
2/13/2014 |
000128813614000056 |
|
Q3 2013
|
1 |
942 |
LE GAGA HOLDINGS LTD-ADR
|
NEW HOLDINGS
|
11/14/2014 |
000128813614000102 |
|
Q3 2013
|
2 |
524 |
CHINA HYDROELECTRIC CP-ADS
|
NEW HOLDINGS
|
8/12/2014 |
000128813614000087 |
|
Q3 2013
|
1 |
4,567 |
PACTERA TECHNOLOGY-ADR
|
NEW HOLDINGS
|
5/14/2014 |
000128813614000064 |
|
Q3 2013
|
10 |
276,506 |
MOLEX INC, HCBK, ELAN CORP PLC -SPONS ADR, NYSE EURONEXT
|
NEW HOLDINGS
|
1/29/2014 |
000128813614000019 |
|
Q2 2013
|
4 |
9,060 |
YONG, SIMCERE PHARMACEUTICAL-ADR, ISOFTSTONE HOLDINGS LTD-ADS, LE GAGA HOLDINGS LTD-ADR
|
NEW HOLDINGS
|
8/12/2014 |
000128813614000083 |
|
Q2 2013
|
5 |
56,919 |
ODP, ASIAINFO-LINKAGE INC, SPREADTRUM COMMUNICATI-ADR, PACTERA TECHNOLOGY-ADR
|
NEW HOLDINGS
|
5/14/2014 |
000128813614000060 |
|
Q1 2013
|
1 |
10,110 |
YONG
|
NEW HOLDINGS
|
8/12/2014 |
000128813614000081 |
|
Q1 2013
|
1 |
10,110 |
YONG
|
NEW HOLDINGS
|
5/14/2014 |
000128813614000062 |