|
Q3 2024
|
277 |
11,882,269 |
MICROSTRATEGY INC 0 02/15/2027, INSMED INC 0.75 06/01/2028, CONFLUENT INC 0 01/15/2027, LI AUTO INC 0.25 05/01/2028
|
13F-HR
|
11/14/2024 |
000095012324011534 |
|
Q2 2024
|
291 |
11,972,137 |
SEA LTD 2.375 12/01/2025, SPOTIFY USA INC 0 03/15/2026, CONFLUENT INC 0 01/15/2027, DRAFTKINGS HOLDINGS INC 0 03/15/2028
|
13F-HR
|
8/14/2024 |
000095012324008489 |
|
Q1 2024
|
315 |
12,630,095 |
MICROSTRATEGY INC 0.75 12/15/2025, SEA LTD 2.375 12/01/2025, MONGODB INC 0.25 01/15/2026, LI AUTO INC 0.25 05/01/2028
|
13F-HR
|
5/15/2024 |
000095012324005272 |
|
Q4 2023
|
332 |
10,510,943 |
MONGODB INC 0.25 01/15/2026, LI AUTO INC 0.25 05/01/2028, SEA LTD 2.375 12/01/2025, UNITED STATES STEEL CORP 5 11/01/2026
|
13F-HR
|
2/14/2024 |
000095012324002216 |
|
Q3 2023
|
374 |
9,748,494 |
PDD HOLDINGS INC 0 12/01/2025, LI AUTO INC 0.25 05/01/2028, WOLFSPEED INC 1.75 05/01/2026, SEA LTD 2.375 12/01/2025
|
13F-HR
|
11/14/2023 |
000095012323010501 |
|
Q2 2023
|
398 |
9,526,150 |
PALO ALTO NETWORKS 0.375 06/01/2025, WOLFSPEED INC 1.75 05/01/2026, PDD HOLDINGS INC 0 12/01/2025, SEA LTD 2.375 12/01/2025
|
13F-HR
|
8/14/2023 |
000095012323007723 |
|
Q1 2023
|
467 |
9,497,702 |
WOLFSPEED INC 1.75 05/01/2026, PDD HOLDINGS INC 0 12/01/2025, BILIBILI INC 1.25 06/15/2027, SEA LTD 2.375 12/01/2025
|
13F-HR
|
5/15/2023 |
000095012323004931 |
|
Q4 2022
|
575 |
9,528,794 |
WOLFSPEED INC 1.75 05/01/2026, PALO ALTO NETWORKS 0.375 06/01/2025, BILIBILI INC 1.25 06/15/2027, PINDUODUO INC 0 12/01/2025
|
13F-HR
|
2/14/2023 |
000095012323002303 |
|
Q3 2022
|
695 |
10,936,534 |
WOLFSPEED INC 1.75 05/01/2026, PALO ALTO NETWORKS 0.375 06/01/2025, SEA LTD 2.375 12/01/2025, BILIBILI INC 1.25 06/15/2027
|
13F-HR
|
11/14/2022 |
000095012322011817 |
|
Q2 2022
|
724 |
10,884,219 |
PALO ALTO NETWORKS 0.375 06/01/2025, SEA LTD 2.375 12/01/2025, WOLFSPEED INC 1.75 05/01/2026, BILIBILI INC 1.25 06/15/2027
|
13F-HR
|
8/15/2022 |
000095012322009112 |
|
Q1 2022
|
722 |
15,947,009 |
PALO ALTO NETWORKS 0.375 06/01/2025, SEA LTD 2.375 12/01/2025, WOLFSPEED INC 1.75 05/01/2026, BILL.COM HOLDINGS INC 0 12/01/2025
|
13F-HR
|
5/16/2022 |
000095012322006031 |
|
Q4 2021
|
723 |
16,350,034 |
SEA LTD 2.375 12/01/2025, PALO ALTO NETWORKS 0.375 06/01/2025, WOLFSPEED INC 1.75 05/01/2026, BILL.COM HOLDINGS INC 0 12/01/2025
|
13F-HR
|
2/14/2022 |
000095012322002599 |
|
Q3 2021
|
636 |
17,010,536 |
SEA LTD 2.375 12/01/2025, MONGODB INC 0.25 01/15/2026, BILIBILI INC 1.25 06/15/2027, PALO ALTO NETWORKS 0.375 06/01/2025
|
13F-HR
|
11/15/2021 |
000095012321015159 |
|
Q2 2021
|
821 |
18,945,679 |
BILIBILI INC 1.25 06/15/2027, SEA LTD 2.375 12/01/2025, BILIBILI INC 1.375 04/01/2026, WAYFAIR INC 1 08/15/2026
|
13F-HR
|
8/16/2021 |
000095012321011134 |
|
Q1 2021
|
713 |
13,504,924 |
SEA LTD 1 12/01/2024, BILIBILI INC 1.375 04/01/2026, SNAP INC 0.75 08/01/2026, WAYFAIR INC 1 08/15/2026
|
13F-HR
|
5/17/2021 |
000095012321006910 |
|
Q4 2020
|
481 |
13,374,465 |
PINDUODUO INC 0 10/01/2024, MERCADOLIBRE INC 2 08/15/2028, SEA LTD 1 12/01/2024, BILIBILI INC 1.375 04/01/2026
|
13F-HR
|
2/16/2021 |
000095012321002443 |
|
Q3 2020
|
322 |
8,294,469 |
MERCADOLIBRE INC 2 08/15/2028, PINDUODUO INC 0 10/01/2024, ZILLOW GROUP INC 1.375 09/01/2026, EXACT SCIENCES CORP 0.375 03/01/2028
|
13F-HR
|
11/16/2020 |
000095012320011978 |
|
Q2 2020
|
1 |
232 |
AVCTW
|
NEW HOLDINGS
|
9/15/2020 |
000095012320009733 |
|
Q2 2020
|
261 |
6,176,686 |
MERCADOLIBRE INC 2 08/15/2028, EXACT SCIENCES CORP 0.375 03/01/2028, SEA LTD 2.25 07/01/2023, BILIBILI INC 1.375 04/01/2026
|
RESTATEMENT
|
9/14/2020 |
000095012320009692 |
|
Q1 2020
|
239 |
5,629,435 |
MICROCHIP TECHNOLOGY INC 1.625 02/15/2027, MERCADOLIBRE INC 2 08/15/2028, TESLA INC 2 05/15/2024, EXACT SCIENCES CORP 0.375 03/01/2028
|
13F-HR
|
5/15/2020 |
000095012320005120 |
|
Q4 2019
|
238 |
8,448,202 |
MICROCHIP TECHNOLOGY INC 1.625 02/15/2025, SEA LTD 2.25 07/01/2023, MICROCHIP TECHNOLOGY INC 1.625 02/15/2027, MERCADOLIBRE INC 2 08/15/2028
|
13F-HR
|
2/14/2020 |
000095012320002241 |
|
Q3 2019
|
209 |
7,387,416 |
MICROCHIP TECHNOLOGY INC 1.625 02/15/2025, MICROCHIP TECHNOLOGY INC 1.625 02/15/2027, MERCADOLIBRE INC 2 08/15/2028, SEA LTD 2.25 07/01/2023
|
13F-HR
|
11/14/2019 |
000095012319011095 |
|
Q2 2019
|
188 |
6,558,576 |
MICROCHIP TECHNOLOGY INC 1.625 02/15/2025, SEA LTD 2.25 07/01/2023, MICROCHIP TECHNOLOGY INC 1.625 02/15/2027, TWILIO INC 0.25 06/01/2023
|
13F-HR
|
8/14/2019 |
000095012319008023 |
|
Q1 2019
|
135 |
4,370,355 |
MICROCHIP TECH 1.625 15FEB25, MICROCHIP TECH 1.625 15FEB27, AABA, TELADOC INC 3 15DEC22
|
13F-HR
|
5/15/2019 |
000095012319005146 |
|
Q4 2018
|
126 |
3,573,912 |
MICROCHIP TECH 1.625 15FEB25, MICROCHIP TECH 1.625 15FEB27, TELADOC INC 3 15DEC22, HUAZHU GROUP LTD 0.375 01NOV22
|
13F-HR
|
2/14/2019 |
000095012319001948 |
|
Q3 2018
|
128 |
3,290,116 |
MICROCHIP TECH 1.625 15FEB27, ALTABA INC 0 1DEC18, TELADOC INC 3 15DEC22, APOLLO CRLREALEST 4.75 23AUG22
|
13F-HR
|
11/14/2018 |
000095012318011610 |
|
Q2 2018
|
128 |
3,246,803 |
MICROCHIP TECH 1.625 15FEB27, YAHOO INC 0 1DEC18, TESLA INC 2.375 15MAR22, APOLLO CRLREALEST 4.75 23AUG22
|
13F-HR
|
8/14/2018 |
000095012318008582 |
|
Q1 2018
|
141 |
4,217,905 |
MICROCHIP TECH 1.625 15FEB27, APOLLO CRLREALEST 4.75 23AUG22, TESLA INC 2.375 15MAR22, IRONWOOD PHARMAC 2.25 15JUN22
|
13F-HR
|
5/15/2018 |
000095012318005504 |
|
Q4 2017
|
120 |
3,384,474 |
APOLLO CRLREALEST 4.75 23AUG22, TESLA INC 2.375 15MAR22, IRONWOOD PHARMAC 2.25 15JUN22, AEROJET 2.25 15DEC23 OTC
|
13F-HR
|
2/14/2018 |
000095012318002054 |
|
Q3 2017
|
117 |
2,818,050 |
ADVANCED MICRO 2.125 01SEP26, ALLEGHENY TECHN 4.75 01JUL22, TESLA INC 2.375 15MAR22, CLOVIS ONCOLOGY 2.5 15SEP21
|
13F-HR
|
11/14/2017 |
000095012317010580 |
|
Q2 2017
|
102 |
2,373,178 |
ADVANCED MICRO 2.125 01SEP26, CLOVIS ONCOLOGY 2.5 15SEP21, MICRON TECHN 3.125 01MAY32 A, THERAVANCE BIOPHA 3.25 01NOV23
|
13F-HR
|
8/14/2017 |
000095012317007681 |
|
Q1 2017
|
109 |
2,690,583 |
MICRON TECHN 3.125 01MAY32 A, ADVANCED MICRO 2.125 01SEP26, ALERE INC 3 31DEC49 SER B PFD, INTEL CORP 2.95 15DEC35 CV
|
13F-HR
|
5/15/2017 |
000095012317005076 |
|
Q4 2016
|
107 |
2,563,870 |
MICRON TECHN 3.125 01MAY32 A, ALERE INC 3.0 31DEC49 SER B PFD, INTEL CORP 2.95 15DEC35 CV, OASIS PETROLE 2.625 15SEP23
|
13F-HR
|
2/14/2017 |
000095012317002177 |
|
Q3 2016
|
93 |
2,188,742 |
MICRON TECHN 3.125% 01MAY32 A, ALERE INC 3% 31DEC49 SER B PFD, CTRIP.COM INTL LT 1.99 01JUL25, APOLLO CMMRL REAL 5.5% 15MAR19
|
13F-HR
|
11/14/2016 |
000095012316022073 |
|
Q2 2016
|
92 |
2,282,698 |
SPY calls, ALERE INC 3% 31DEC49 SER B PFD, APOLLO CMMRL REAL 5.5% 15MAR19, TWITTER INC 0.25% 15SEP19
|
13F-HR
|
8/15/2016 |
000095012316019946 |
|
Q1 2016
|
78 |
1,806,746 |
YAHOO INC 0% 1DEC18, ALERE INC 3% 31DEC49 SER B PFD, LIGAND PHARMA 0.75% 15AUG19, SPY calls
|
13F-HR
|
5/16/2016 |
000095012316017402 |
|
Q4 2015
|
70 |
1,660,276 |
YAHOO INC 0% 1DEC18, SPY calls, MOLINA HEALTH 1.125% 15JAN20, LIGAND PHARMA 0.75% 15AUG19
|
13F-HR
|
2/16/2016 |
000095012316014774 |
|
Q3 2015
|
76 |
1,454,090 |
YAHOO INC 0% 1DEC18, ALERE INC 3% 31DEC49 SER B PFD, MOLINA HEALTH 1.125% 15JAN20, LIGAND PHARMA 0.75% 15AUG19
|
13F-HR
|
11/16/2015 |
000095012315012169 |
|
Q2 2015
|
65 |
841,204 |
ALERE INC 3% 31DEC49 SER B PFD, MOLINA HEALTH 1.125% 15JAN20, COLONY FINANCIA 3.875% 15JAN21, VECTOR GROUP LTD 1.75% 15APR20
|
13F-HR
|
8/14/2015 |
000095012315009112 |
|
Q1 2015
|
54 |
615,014 |
ALERE INC 3% 31DEC49 SER B PFD, SUNEDISON INC 2% 01OCT18, VECTOR GROUP LTD 1.75% 15APR20, APOLLO CMMRL REAL 5.5% 15MAR19
|
13F-HR
|
5/15/2015 |
000095012315006187 |
|
Q4 2014
|
50 |
529,070 |
ALERE INC 3% 31DEC49 SER B PFD, JNK, SUNPOWER CORP 4.5% 15MAR15, STARWOOD PRPRTY TR3.75 15OCT17
|
13F-HR
|
2/17/2015 |
000095012315002382 |
|
Q3 2014
|
50 |
501,980 |
ALERE INC 3% 31DEC49 SER B PFD, DEPOMED INC 2.5 1SEP21, PENNYMAC CORP 5.375% 1MAY20, VIPSHOP HLDG LTD 1.5% 15MAR19
|
13F-HR
|
11/14/2014 |
000095012314011978 |
|
Q2 2014
|
49 |
457,651 |
ALERE INC 3% 31DEC49 SER B PFD, GT ADV TECHNOLOGIES 3 15DEC20, VIPSHOP HLDG LTD 1.5% 15MAR19, SUNPOWER CORP 4.5% 15MAR15
|
13F-HR
|
8/14/2014 |
000095012314008827 |
|
Q1 2014
|
43 |
391,396 |
ALERE INC 3% 31DEC49 SER B PFD, OMNICARE INC CV 3.25% 15DEC203, SUNPOWER CORP 4.5% 15MAR15, SUNPOWER CORP 4.75% 15APR14
|
13F-HR
|
5/15/2014 |
000095012314006128 |
|
Q4 2013
|
48 |
566,769 |
ALERE INC 3% 31DEC49 SER B PFD, SPY calls, COVANTA HOLD CV 3.25% 01JUN14, PDL BIO PHARMA 3.75% 01MAY15
|
13F-HR
|
2/14/2014 |
000095012314002378 |