| Quarter | Holdings | Value ($000) | Top Holdings | Form Type | Date Filed | Filing ID |
|---|---|---|---|---|---|---|
| Q2 2026 | 164 | 2,020,856 | SNEX, ACA, UTI, LAUR | 13F-HR | 8/14/2026 | 000139834426014516 |
| Q1 2026 | 163 | 1,733,047 | SNEX, LAUR, UTI, ACA | 13F-HR | 5/15/2026 | 000139834426009222 |
| Q4 2025 | 156 | 1,712,771 | SNEX, RDNT, LAUR, GOOGL | 13F-HR | 2/17/2026 | 000139834426003220 |
| Q3 2025 | 160 | 1,725,029 | SNEX, RDNT, LAUR, UTI | 13F-HR | 11/14/2025 | 000139834425020910 |
| Q2 2025 | 163 | 1,625,758 | SNEX, RDNT, LAUR, UTI | 13F-HR | 8/14/2025 | 000139834425015398 |
| Q1 2025 | 164 | 1,526,020 | SNEX, RDNT, PDX, LAUR | 13F-HR | 5/15/2025 | 000139834425009452 |
| Q4 2024 | 168 | 1,832,119 | SNEX, RDNT, UTI, BXC | 13F-HR | 2/14/2025 | 000139834425002773 |
| Q3 2024 | 169 | 1,812,892 | SNEX, RDNT, BXC, GSL | 13F-HR | 11/14/2024 | 000139834424020792 |
| Q2 2024 | 175 | 1,709,483 | SNEX, RDNT, GSL, BXC | 13F-HR | 8/14/2024 | 000139834424014600 |
| Q1 2024 | 176 | 1,756,822 | SNEX, BXC, RDNT, GSL | 13F-HR | 5/15/2024 | 000139834424009627 |
| Q4 2023 | 230 | 1,710,325 | SNEX, BXC, GSL, PARR | RESTATEMENT | 2/15/2024 | 000139834424003246 |
| Q3 2023 | 231 | 1,561,322 | SNEX, BXC, PARR, GSL | 13F-HR | 10/26/2023 | 000139834423019757 |
| Q2 2023 | 236 | 1,640,649 | BXC, SNEX, GSL, HCCI | 13F-HR | 8/14/2023 | 000139834423014868 |
| Q1 2023 | 231 | 1,551,907 | SNEX, BXC, GSL, HCCI | 13F-HR | 5/15/2023 | 000139834423009806 |
| Q4 2022 | 224 | 1,544,641 | SNEX, BXC, GSL, HCCI | 13F-HR | 2/14/2023 | 000139834423003382 |
| Q3 2022 | 221 | 1,432,684 | SNEX, BXC, RILY, GSL | 13F-HR | 11/14/2022 | 000139834422022086 |
| Q2 2022 | 236 | 1,429,892 | SNEX, BXC, GSL, FRG | 13F-HR | 8/15/2022 | 000139834422015623 |
| Q1 2022 | 238 | 1,759,298 | GSL, RILY, SNEX, BXC | 13F-HR | 5/16/2022 | 000139834422009687 |
| Q4 2021 | 246 | 1,908,930 | RILY, BXC, GSL, FRG | 13F-HR | 2/14/2022 | 000139834422003431 |
| Q3 2021 | 241 | 1,747,832 | GSL, RILY, SNEX, BXC | 13F-HR | 11/15/2021 | 000139834421021515 |
| Q2 2021 | 245 | 1,772,297 | RILY, GSL, SNEX, BXC | RESTATEMENT | 9/9/2021 | 000139834421018670 |
| Q1 2021 | 238 | 1,665,107 | RILY, SNEX, BBDC, BXC | 13F-HR | 5/18/2021 | 000139834421011010 |
| Q4 2020 | 235 | 1,433,724 | RILY, SNEX, GRBK, BBDC | 13F-HR | 2/16/2021 | 000139834421003514 |
| Q3 2020 | 235 | 1,164,932 | RILY, SNEX, IVW, GRBK | 13F-HR | 11/16/2020 | 000139834420022753 |
| Q2 2020 | 228 | 1,105,098 | INTL, RILY, TTGT, IVW | 13F-HR | 8/14/2020 | 000139834420015808 |
| Q1 2020 | 222 | 839,152 | RILY, INTL, IVW, TTGT | 13F-HR | 5/15/2020 | 000139834420010560 |
| Q4 2019 | 235 | 1,269,662 | RILY, INTL, CSWC, CALY | 13F-HR | 2/14/2020 | 000139834420003605 |
| Q3 2019 | 212 | 1,203,793 | RILY, CSWC, INTL, IVW | 13F-HR | 11/14/2019 | 000139834419020347 |
| Q2 2019 | 205 | 1,201,440 | RILY, CSWC, INTL, IVW | 13F-HR | 8/14/2019 | 000139834419014424 |
| Q1 2019 | 205 | 1,170,150 | CSWC, RILY, INTL, IVW | 13F-HR | 5/14/2019 | 000139834419008783 |
| Q4 2018 | 215 | 1,044,630 | CSWC, INTL, RILY, IVW | 13F-HR | 2/14/2019 | 000139834419002916 |
| Q3 2018 | 212 | 1,261,596 | CSWC, RILY, INTL, MBUU | 13F-HR | 11/14/2018 | 000139834418016436 |
| Q2 2018 | 204 | 1,214,155 | CSWC, RILY, INTL, DSHK | 13F-HR | 8/14/2018 | 000139834418011828 |
| Q1 2018 | 183 | 1,132,494 | CSWC, RILY, INTL, PZN | 13F-HR | 5/14/2018 | 000139834418007471 |
| Q4 2017 | 183 | 1,156,600 | CSWC, INTL, RILY, PZN | 13F-HR | 2/14/2018 | 000139834418002159 |
| Q3 2017 | 180 | 1,131,221 | CSWC, INTL, RILY, PZN | 13F-HR | 11/14/2017 | 000139834417014667 |
| Q2 2017 | 181 | 1,068,897 | CSWC, INTL, PZN, SPOK | 13F-HR | 8/14/2017 | 000139834417010274 |
| Q1 2017 | 182 | 1,040,671 | CSWC, INTL, DGII, SPOK | RESTATEMENT | 8/14/2017 | 000139834417010253 |
| Q4 2016 | 180 | 1,007,062 | CSWC, DGII, SPOK, INTL | 13F-HR | 2/2/2017 | 000139834417001246 |
| Q3 2016 | 175 | 933,701 | CSWC, BFXXQ, INTL, SPOK | RESTATEMENT | 11/21/2016 | 000139834416020959 |
| Q2 2016 | 171 | 865,416 | CSWC, NCT, SPOK, PLOW | 13F-HR | 7/15/2016 | 000139834416015234 |
| Q1 2016 | 166 | 824,699 | CSWC, BFXXQ, SPOK, PLOW | 13F-HR | 4/25/2016 | 000139834416012253 |
| Q4 2015 | 274 | 827,758 | SPOK, BFXXQ, FC, IVW | 13F-HR | 1/28/2016 | 000139834416009216 |
| Q3 2015 | 181 | 730,435 | PZN, FC, BFXXQ, SPOK | 13F-HR | 11/13/2015 | 000139834415007648 |
| Q2 2015 | 178 | 795,874 | PZN, BFXXQ, FC, CORR | 13F-HR | 7/24/2015 | 000139834415004695 |
| Q1 2015 | 173 | 803,342 | PZN, FC, BFXXQ, IVW | 13F-HR | 4/29/2015 | 000139834415002776 |
| Q4 2014 | 1 | 11,329 | TREE | NEW HOLDINGS | 2/3/2015 | 000139834415000592 |
| Q4 2014 | 170 | 766,977 | IVW, PZN, BFXXQ, JRN | 13F-HR | 2/2/2015 | 000139834415000569 |
| Q3 2014 | 174 | 715,277 | IVW, BFXXQ, FC, PZN | 13F-HR | 10/10/2014 | 000139834414005242 |
| Q2 2014 | 173 | 746,122 | IVW, PZN, FC, BFXXQ | 13F-HR | 7/10/2014 | 000139834414003555 |
| Q1 2014 | 173 | 730,502 | PZN, IVW, FC, BFXXQ | 13F-HR | 4/23/2014 | 000139834414002283 |
| Q4 2013 | 174 | 742,422 | PZN, IVW, FC, DXLG | 13F-HR | 2/7/2014 | 000122107314000006 |
Investors who own more than 5% of a class must file a Schedule 13D or 13G.
12 securities where the latest filing since 12/18/2024 is a 13G, the newest filed 8/14/2026. View all