| Quarter | Holdings | Value ($000) | Form Type | Date Filed | Filing ID | Name |
|---|---|---|---|---|---|---|
| Q3 2023 | 552 | 3,969,268 | 13F-HR | 11/14/2023 | 000113271623000020 | UBS OCONNOR LLC |
| Q2 2023 | 2 | 457,025 | NEW HOLDINGS | 11/14/2023 | 000113271623000021 | UBS OCONNOR LLC |
| Q2 2023 | 568 | 2,712,598 | 13F-HR | 8/14/2023 | 000113271623000016 | UBS OCONNOR LLC |
| Q1 2023 | 4 | 774,355 | NEW HOLDINGS | 11/14/2023 | 000113271623000022 | UBS OCONNOR LLC |
| Q1 2023 | 2 | 208,655 | NEW HOLDINGS | 8/14/2023 | 000113271623000014 | UBS OCONNOR LLC |
| Q1 2023 | 604 | 2,275,199 | 13F-HR | 5/15/2023 | 000113271623000007 | UBS OCONNOR LLC |
| Q4 2022 | 5 | 991,663 | NEW HOLDINGS | 11/14/2023 | 000113271623000024 | UBS OCONNOR LLC |
| Q4 2022 | 5 | 509,933 | NEW HOLDINGS | 8/14/2023 | 000113271623000015 | UBS OCONNOR LLC |
| Q4 2022 | 5 | 509,933 | RESTATEMENT | 8/14/2023 | 000113271623000019 | UBS OCONNOR LLC |
| Q4 2022 | 745 | 3,388,921 | 13F-HR | 2/14/2023 | 000113271623000004 | UBS OCONNOR LLC |
| Q3 2022 | 4 | 681,259 | NEW HOLDINGS | 11/14/2023 | 000113271623000025 | UBS OCONNOR LLC |
| Q3 2022 | 3 | 301,388 | NEW HOLDINGS | 8/14/2023 | 000113271623000017 | UBS OCONNOR LLC |
| Q3 2022 | 9 | 1,535,539 | NEW HOLDINGS | 5/15/2023 | 000113271623000008 | UBS OCONNOR LLC |
| Q3 2022 | 4 | 1,011,377 | NEW HOLDINGS | 2/14/2023 | 000113271623000003 | UBS OCONNOR LLC |
| Q3 2022 | 940 | 5,268,505 | 13F-HR | 11/14/2022 | 000113271622000019 | UBS OCONNOR LLC |
| Q2 2022 | 4 | 660,801 | NEW HOLDINGS | 8/14/2023 | 000113271623000018 | UBS OCONNOR LLC |
| Q2 2022 | 4 | 418,612 | NEW HOLDINGS | 5/15/2023 | 000113271623000009 | UBS OCONNOR LLC |
| Q2 2022 | 13 | 1,715,865 | NEW HOLDINGS | 2/14/2023 | 000113271623000002 | UBS OCONNOR LLC |
| Q2 2022 | 6 | 1,113,023 | NEW HOLDINGS | 11/14/2022 | 000113271622000023 | UBS OCONNOR LLC |
| Q2 2022 | 941 | 5,708,930 | 13F-HR | 8/12/2022 | 000113271622000014 | UBS OCONNOR LLC |
| Q1 2022 | 3 | 496,204 | RESTATEMENT | 5/15/2023 | 000113271623000012 | UBS OCONNOR LLC |
| Q1 2022 | 3 | 66,204 | NEW HOLDINGS | 5/15/2023 | 000113271623000010 | UBS OCONNOR LLC |
| Q1 2022 | 10 | 2,700,177 | NEW HOLDINGS | 2/14/2023 | 000113271623000001 | UBS OCONNOR LLC |
| Q1 2022 | 5 | 1,024,877 | NEW HOLDINGS | 11/14/2022 | 000113271622000022 | UBS OCONNOR LLC |
| Q1 2022 | 2 | 292,168 | NEW HOLDINGS | 8/12/2022 | 000113271622000018 | UBS OCONNOR LLC |
| Q1 2022 | 948 | 4,621,936 | 13F-HR | 5/16/2022 | 000113271622000008 | UBS OCONNOR LLC |
| Q4 2021 | 5 | 614,276 | NEW HOLDINGS | 11/14/2022 | 000113271622000021 | UBS OCONNOR LLC |
| Q4 2021 | 11 | 1,287,611 | NEW HOLDINGS | 8/12/2022 | 000113271622000017 | UBS OCONNOR LLC |
| Q4 2021 | 5 | 3,139,896 | NEW HOLDINGS | 5/16/2022 | 000113271622000012 | UBS OCONNOR LLC |
| Q4 2021 | 917 | 5,350,444 | 13F-HR | 2/14/2022 | 000113271622000003 | UBS OCONNOR LLC |
| Q3 2021 | 1 | 1,624 | NEW HOLDINGS | 11/14/2022 | 000113271622000020 | UBS OCONNOR LLC |
| Q3 2021 | 8 | 1,187,133 | NEW HOLDINGS | 8/12/2022 | 000113271622000016 | UBS OCONNOR LLC |
| Q3 2021 | 20 | 4,169,748 | NEW HOLDINGS | 6/9/2022 | 000113271622000013 | UBS OCONNOR LLC |
| Q3 2021 | 11 | 2,172,990 | NEW HOLDINGS | 5/16/2022 | 000113271622000011 | UBS OCONNOR LLC |
| Q3 2021 | 2 | 849,674 | NEW HOLDINGS | 2/14/2022 | 000113271622000007 | UBS OCONNOR LLC |
| Q3 2021 | 893 | 4,356,845 | RESTATEMENT | 1/12/2022 | 000113271622000001 | UBS OCONNOR LLC |
| Q3 2021 | 886 | 4,096,767 | 13F-HR | 11/12/2021 | 000113271621000018 | UBS OCONNOR LLC |
| Q2 2021 | 4 | 661,080 | NEW HOLDINGS | 8/12/2022 | 000113271622000015 | UBS OCONNOR LLC |
| Q2 2021 | 10 | 3,018,547 | NEW HOLDINGS | 5/16/2022 | 000113271622000010 | UBS OCONNOR LLC |
| Q2 2021 | 2 | 288,894 | NEW HOLDINGS | 2/14/2022 | 000113271622000005 | UBS OCONNOR LLC |
| Q2 2021 | 9 | 1,684,329 | NEW HOLDINGS | 2/7/2022 | 000113271622000002 | UBS OCONNOR LLC |
| Q2 2021 | 2 | 123,583 | NEW HOLDINGS | 11/12/2021 | 000113271621000022 | UBS OCONNOR LLC |
| Q2 2021 | 857 | 5,428,471 | 13F-HR | 8/13/2021 | 000113271621000013 | UBS OCONNOR LLC |
| Q1 2021 | 6 | 978,918 | NEW HOLDINGS | 5/16/2022 | 000113271622000009 | UBS OCONNOR LLC |
| Q1 2021 | 3 | 910,254 | NEW HOLDINGS | 2/14/2022 | 000113271622000004 | UBS OCONNOR LLC |
| Q1 2021 | 7 | 555,380 | NEW HOLDINGS | 11/12/2021 | 000113271621000021 | UBS OCONNOR LLC |
| Q1 2021 | 3 | 356,515 | NEW HOLDINGS | 8/13/2021 | 000113271621000017 | UBS OCONNOR LLC |
| Q1 2021 | 785 | 4,139,350 | 13F-HR | 5/14/2021 | 000113271621000006 | UBS OCONNOR LLC |
| Q4 2020 | 3 | 361,238 | NEW HOLDINGS | 2/14/2022 | 000113271622000006 | UBS OCONNOR LLC |
| Q4 2020 | 7 | 615,614 | NEW HOLDINGS | 11/12/2021 | 000113271621000020 | UBS OCONNOR LLC |
| Q4 2020 | 3 | 430,445 | NEW HOLDINGS | 8/13/2021 | 000113271621000016 | UBS OCONNOR LLC |
| Q4 2020 | 1 | 239,913 | NEW HOLDINGS | 5/14/2021 | 000113271621000012 | UBS OCONNOR LLC |
| Q4 2020 | 2 | 3,903,000 | NEW HOLDINGS | 2/19/2021 | 000113271621000005 | UBS OCONNOR LLC |
| Q4 2020 | 568 | 3,244,733 | 13F-HR | 2/17/2021 | 000113271621000004 | UBS OCONNOR LLC |
| Q3 2020 | 3 | 225,447 | NEW HOLDINGS | 11/12/2021 | 000113271621000019 | UBS OCONNOR LLC |
| Q3 2020 | 6 | 401,026 | NEW HOLDINGS | 8/13/2021 | 000113271621000015 | UBS OCONNOR LLC |
| Q3 2020 | 4 | 376,758 | NEW HOLDINGS | 5/14/2021 | 000113271621000009 | UBS OCONNOR LLC |
| Q3 2020 | 306 | 2,934,230 | 13F-HR | 11/12/2020 | 000113271620000017 | UBS OCONNOR LLC |
| Q2 2020 | 2 | 30,395 | NEW HOLDINGS | 8/13/2021 | 000113271621000014 | UBS OCONNOR LLC |
| Q2 2020 | 5 | 517,352 | NEW HOLDINGS | 5/14/2021 | 000113271621000011 | UBS OCONNOR LLC |
| Q2 2020 | 4 | 910,101 | NEW HOLDINGS | 2/12/2021 | 000113271621000003 | UBS OCONNOR LLC |
| Q2 2020 | 2 | 91,876 | NEW HOLDINGS | 11/13/2020 | 000113271620000022 | UBS OCONNOR LLC |
| Q2 2020 | 377 | 2,978,543 | 13F-HR | 8/13/2020 | 000113271620000012 | UBS OCONNOR LLC |
| Q1 2020 | 2 | 23,799 | NEW HOLDINGS | 5/14/2021 | 000113271621000007 | UBS OCONNOR LLC |
| Q1 2020 | 11 | 1,375,235 | NEW HOLDINGS | 2/12/2021 | 000113271621000002 | UBS OCONNOR LLC |
| Q1 2020 | 7 | 463,780 | NEW HOLDINGS | 11/12/2020 | 000113271620000020 | UBS OCONNOR LLC |
| Q1 2020 | 3 | 34,946 | NEW HOLDINGS | 8/14/2020 | 000113271620000016 | UBS OCONNOR LLC |
| Q1 2020 | 318 | 2,957,286 | 13F-HR | 5/15/2020 | 000113271620000008 | UBS OCONNOR LLC |
| Q4 2019 | 1 | 160,119 | NEW HOLDINGS | 2/12/2021 | 000113271621000001 | UBS OCONNOR LLC |
| Q4 2019 | 4 | 330,728 | NEW HOLDINGS | 11/12/2020 | 000113271620000019 | UBS OCONNOR LLC |
| Q4 2019 | 6 | 449,808 | NEW HOLDINGS | 8/14/2020 | 000113271620000015 | UBS OCONNOR LLC |
| Q4 2019 | 309 | 2,593,420 | 13F-HR | 2/14/2020 | 000113271620000003 | UBS OCONNOR LLC |
| Q3 2019 | 2 | 141,110 | NEW HOLDINGS | 11/12/2020 | 000113271620000018 | UBS OCONNOR LLC |
| Q3 2019 | 5 | 504,035 | NEW HOLDINGS | 8/14/2020 | 000113271620000014 | UBS OCONNOR LLC |
| Q3 2019 | 3 | 824,975 | NEW HOLDINGS | 5/15/2020 | 000113271620000011 | UBS OCONNOR LLC |
| Q3 2019 | 3 | 251,040 | NEW HOLDINGS | 2/14/2020 | 000113271620000006 | UBS OCONNOR LLC |
| Q3 2019 | 301 | 1,873,439 | 13F-HR | 11/14/2019 | 000113271619000018 | UBS OCONNOR LLC |
| Q2 2019 | 3 | 179,368 | NEW HOLDINGS | 8/14/2020 | 000113271620000013 | UBS OCONNOR LLC |
| Q2 2019 | 5 | 464,563 | NEW HOLDINGS | 5/15/2020 | 000113271620000010 | UBS OCONNOR LLC |
| Q2 2019 | 3 | 289,802 | NEW HOLDINGS | 2/14/2020 | 000113271620000005 | UBS OCONNOR LLC |
| Q2 2019 | 2 | 382,128 | NEW HOLDINGS | 11/14/2019 | 000113271619000016 | UBS OCONNOR LLC |
| Q2 2019 | 237 | 3,846,089 | 13F-HR | 8/14/2019 | 000113271619000012 | UBS OCONNOR LLC |
| Q1 2019 | 8 | 1,196,860 | RESTATEMENT | 5/15/2020 | 000113271620000007 | UBS OCONNOR LLC |
| Q1 2019 | 2 | 114,278 | NEW HOLDINGS | 5/15/2020 | 000113271620000009 | UBS OCONNOR LLC |
| Q1 2019 | 1 | 1,478 | NEW HOLDINGS | 2/14/2020 | 000113271620000004 | UBS OCONNOR LLC |
| Q1 2019 | 1 | 1,478 | NEW HOLDINGS | 11/14/2019 | 000113271619000019 | UBS OCONNOR LLC |
| Q1 2019 | 224 | 2,268,376 | 13F-HR | 5/13/2019 | 000113271619000007 | UBS OCONNOR LLC |
| Q4 2018 | 5 | 610,607 | NEW HOLDINGS | 8/14/2019 | 000113271619000013 | UBS OCONNOR LLC |
| Q4 2018 | 7 | 477,224 | NEW HOLDINGS | 5/13/2019 | 000113271619000011 | UBS OCONNOR LLC |
| Q4 2018 | 8 | 100,039 | NEW HOLDINGS | 2/19/2019 | 000113271619000002 | UBS OCONNOR LLC |
| Q4 2018 | 206 | 1,584,655 | 13F-HR | 2/15/2019 | 000113271619000001 | UBS OCONNOR LLC |
| Q3 2018 | 5 | 513,519 | NEW HOLDINGS | 8/14/2019 | 000113271619000014 | UBS OCONNOR LLC |
| Q3 2018 | 7 | 687,386 | NEW HOLDINGS | 5/13/2019 | 000113271619000010 | UBS OCONNOR LLC |
| Q3 2018 | 1 | 427,219 | NEW HOLDINGS | 2/19/2019 | 000113271619000006 | UBS OCONNOR LLC |
| Q3 2018 | 263 | 2,725,674 | 13F-HR | 11/14/2018 | 000113271618000015 | UBS OCONNOR LLC |
| Q2 2018 | 2 | 148,625 | NEW HOLDINGS | 8/14/2019 | 000113271619000015 | UBS OCONNOR LLC |
| Q2 2018 | 5 | 254,058 | NEW HOLDINGS | 5/13/2019 | 000113271619000009 | UBS OCONNOR LLC |
| Q2 2018 | 8 | 1,655,305 | NEW HOLDINGS | 2/19/2019 | 000113271619000005 | UBS OCONNOR LLC |
| Q2 2018 | 2 | 676,822 | NEW HOLDINGS | 11/14/2018 | 000113271618000016 | UBS OCONNOR LLC |
| Q2 2018 | 244 | 2,258,097 | 13F-HR | 8/14/2018 | 000113271618000012 | UBS OCONNOR LLC |
| Q1 2018 | 3 | 462,146 | NEW HOLDINGS | 5/13/2019 | 000113271619000008 | UBS OCONNOR LLC |
| Q1 2018 | 4 | 333,699 | NEW HOLDINGS | 2/19/2019 | 000113271619000004 | UBS OCONNOR LLC |
| Q1 2018 | 9 | 2,176,452 | NEW HOLDINGS | 11/14/2018 | 000113271618000017 | UBS OCONNOR LLC |
| Q1 2018 | 280 | 2,220,943 | 13F-HR | 5/14/2018 | 000113271618000006 | UBS OCONNOR LLC |
| Q4 2017 | 3 | 270,904 | NEW HOLDINGS | 2/19/2019 | 000113271619000003 | UBS OCONNOR LLC |
| Q4 2017 | 6 | 617,376 | NEW HOLDINGS | 11/14/2018 | 000113271618000018 | UBS OCONNOR LLC |
| Q4 2017 | 4 | 674,090 | NEW HOLDINGS | 8/15/2018 | 000113271618000014 | UBS OCONNOR LLC |
| Q4 2017 | 5 | 773,431 | NEW HOLDINGS | 5/14/2018 | 000113271618000007 | UBS OCONNOR LLC |
| Q4 2017 | 272 | 3,308,677 | 13F-HR | 2/14/2018 | 000113271618000001 | UBS OCONNOR LLC |
| Q3 2017 | 2 | 200,895 | NEW HOLDINGS | 11/14/2018 | 000113271618000019 | UBS OCONNOR LLC |
| Q3 2017 | 6 | 1,379,485 | NEW HOLDINGS | 8/15/2018 | 000113271618000013 | UBS OCONNOR LLC |
| Q3 2017 | 6 | 777,299 | NEW HOLDINGS | 5/14/2018 | 000113271618000008 | UBS OCONNOR LLC |
| Q3 2017 | 1 | 36,420 | NEW HOLDINGS | 2/14/2018 | 000113271618000004 | UBS OCONNOR LLC |
| Q3 2017 | 327 | 4,364,217 | 13F-HR | 11/14/2017 | 000113271617000019 | UBS OCONNOR LLC |
| Q3 2017 | 2 | 121,663 | NEW HOLDINGS | 11/14/2017 | 000113271617000020 | UBS OCONNOR LLC |
| Q2 2017 | 9 | 938,180 | NEW HOLDINGS | 5/14/2018 | 000113271618000009 | UBS OCONNOR LLC |
| Q2 2017 | 9 | 700,547 | NEW HOLDINGS | 2/14/2018 | 000113271618000003 | UBS OCONNOR LLC |
| Q2 2017 | 366 | 4,475,351 | RESTATEMENT | 8/31/2017 | 000113271617000018 | UBS OCONNOR LLC |
| Q2 2017 | 365 | 4,453,989 | 13F-HR | 8/14/2017 | 000113271617000013 | UBS OCONNOR LLC |
| Q1 2017 | 7 | 998,124 | NEW HOLDINGS | 2/14/2018 | 000113271618000002 | UBS OCONNOR LLC |
| Q1 2017 | 4 | 650,676 | NEW HOLDINGS | 11/14/2017 | 000113271617000021 | UBS OCONNOR LLC |
| Q1 2017 | 3 | 78,346 | NEW HOLDINGS | 8/14/2017 | 000113271617000014 | UBS OCONNOR LLC |
| Q1 2017 | 3 | 48,885 | NEW HOLDINGS | 5/30/2017 | 000113271617000012 | UBS OCONNOR LLC |
| Q1 2017 | 388 | 4,153,138 | 13F-HR | 5/12/2017 | 000113271617000007 | UBS OCONNOR LLC |
| Q4 2016 | 3 | 275,833 | NEW HOLDINGS | 2/14/2018 | 000113271618000005 | UBS OCONNOR LLC |
| Q4 2016 | 1 | 79,805 | NEW HOLDINGS | 11/14/2017 | 000113271617000022 | UBS OCONNOR LLC |
| Q4 2016 | 9 | 469,932 | NEW HOLDINGS | 8/14/2017 | 000113271617000015 | UBS OCONNOR LLC |
| Q4 2016 | 3 | 82,046 | NEW HOLDINGS | 5/12/2017 | 000113271617000008 | UBS OCONNOR LLC |
| Q4 2016 | 377 | 4,272,983 | 13F-HR | 2/14/2017 | 000113271617000001 | UBS OCONNOR LLC |
| Q3 2016 | 2 | 75,479,000 | NEW HOLDINGS | 11/14/2017 | 000113271617000023 | UBS OCONNOR LLC |
| Q3 2016 | 6 | 426,467 | NEW HOLDINGS | 8/14/2017 | 000113271617000016 | UBS OCONNOR LLC |
| Q3 2016 | 7 | 413,839 | NEW HOLDINGS | 5/12/2017 | 000113271617000009 | UBS OCONNOR LLC |
| Q3 2016 | 7 | 193,667 | NEW HOLDINGS | 2/15/2017 | 000113271617000005 | UBS OCONNOR LLC |
| Q3 2016 | 390 | 5,615,296 | 13F-HR | 11/14/2016 | 000113271616000050 | UBS OCONNOR LLC |
| Q2 2016 | 2 | 61,388 | NEW HOLDINGS | 8/14/2017 | 000113271617000017 | UBS OCONNOR LLC |
| Q2 2016 | 6 | 480,442 | NEW HOLDINGS | 5/12/2017 | 000113271617000010 | UBS OCONNOR LLC |
| Q2 2016 | 8 | 191,918 | NEW HOLDINGS | 2/14/2017 | 000113271617000003 | UBS OCONNOR LLC |
| Q2 2016 | 7 | 331,962 | NEW HOLDINGS | 11/14/2016 | 000113271616000051 | UBS OCONNOR LLC |
| Q2 2016 | 372 | 3,571,099 | RESTATEMENT | 10/6/2016 | 000113271616000049 | UBS OCONNOR LLC |
| Q2 2016 | 373 | 3,349,540 | 13F-HR | 8/12/2016 | 000113271616000038 | UBS OCONNOR LLC |
| Q1 2016 | 6 | 271,845 | NEW HOLDINGS | 5/12/2017 | 000113271617000011 | UBS OCONNOR LLC |
| Q1 2016 | 3 | 182,823 | NEW HOLDINGS | 2/14/2017 | 000113271617000004 | UBS OCONNOR LLC |
| Q1 2016 | 4 | 167,198 | NEW HOLDINGS | 11/14/2016 | 000113271616000052 | UBS OCONNOR LLC |
| Q1 2016 | 418 | 4,827,168 | RESTATEMENT | 10/6/2016 | 000113271616000048 | UBS OCONNOR LLC |
| Q1 2016 | 2 | 280,095 | NEW HOLDINGS | 8/12/2016 | 000113271616000034 | UBS OCONNOR LLC |
| Q1 2016 | 420 | 4,570,131 | 13F-HR | 5/13/2016 | 000113271616000029 | UBS OCONNOR LLC |
| Q4 2015 | 1 | 17,848 | NEW HOLDINGS | 2/15/2017 | 000113271617000006 | UBS OCONNOR LLC |
| Q4 2015 | 3 | 182,823 | NEW HOLDINGS | 2/14/2017 | 000113271617000002 | UBS OCONNOR LLC |
| Q4 2015 | 9 | 561,750 | NEW HOLDINGS | 11/14/2016 | 000113271616000053 | UBS OCONNOR LLC |
| Q4 2015 | 400 | 5,179,840 | RESTATEMENT | 10/6/2016 | 000113271616000047 | UBS OCONNOR LLC |
| Q4 2015 | 7 | 173,330 | NEW HOLDINGS | 8/12/2016 | 000113271616000035 | UBS OCONNOR LLC |
| Q4 2015 | 5 | 185,957 | NEW HOLDINGS | 5/13/2016 | 000113271616000030 | UBS OCONNOR LLC |
| Q4 2015 | 408 | 5,182,751 | 13F-HR | 2/10/2016 | 000113271616000024 | UBS OCONNOR LLC |
| Q3 2015 | 3 | 57,114 | NEW HOLDINGS | 11/14/2016 | 000113271616000054 | UBS OCONNOR LLC |
| Q3 2015 | 482 | 4,855,583 | RESTATEMENT | 10/6/2016 | 000113271616000046 | UBS OCONNOR LLC |
| Q3 2015 | 2 | 181,951 | NEW HOLDINGS | 8/12/2016 | 000113271616000036 | UBS OCONNOR LLC |
| Q3 2015 | 8 | 836,945 | NEW HOLDINGS | 5/13/2016 | 000113271616000031 | UBS OCONNOR LLC |
| Q3 2015 | 5 | 362,189 | NEW HOLDINGS | 2/10/2016 | 000113271616000025 | UBS OCONNOR LLC |
| Q3 2015 | 490 | 4,527,812 | 13F-HR | 11/13/2015 | 000113271615000019 | UBS OCONNOR LLC |
| Q2 2015 | 737 | 5,757,739 | RESTATEMENT | 10/6/2016 | 000113271616000045 | UBS OCONNOR LLC |
| Q2 2015 | 4 | 417,933 | NEW HOLDINGS | 8/12/2016 | 000113271616000037 | UBS OCONNOR LLC |
| Q2 2015 | 2 | 102,393 | NEW HOLDINGS | 5/13/2016 | 000113271616000032 | UBS OCONNOR LLC |
| Q2 2015 | 4 | 443,838 | NEW HOLDINGS | 2/10/2016 | 000113271616000026 | UBS OCONNOR LLC |
| Q2 2015 | 3 | 324,533 | NEW HOLDINGS | 11/13/2015 | 000113271615000020 | UBS OCONNOR LLC |
| Q2 2015 | 755 | 5,492,455 | 13F-HR | 8/13/2015 | 000113271615000014 | UBS OCONNOR LLC |
| Q1 2015 | 717 | 4,673,276 | RESTATEMENT | 10/6/2016 | 000113271616000044 | UBS OCONNOR LLC |
| Q1 2015 | 3 | 140,067 | NEW HOLDINGS | 5/13/2016 | 000113271616000033 | UBS OCONNOR LLC |
| Q1 2015 | 2 | 207,907 | NEW HOLDINGS | 2/10/2016 | 000113271616000027 | UBS OCONNOR LLC |
| Q1 2015 | 5 | 365,302 | NEW HOLDINGS | 11/13/2015 | 000113271615000021 | UBS OCONNOR LLC |
| Q1 2015 | 4 | 449,559 | NEW HOLDINGS | 8/13/2015 | 000113271615000016 | UBS OCONNOR LLC |
| Q1 2015 | 736 | 4,645,965 | 13F-HR | 5/14/2015 | 000113271615000008 | UBS OCONNOR LLC |
| Q4 2014 | 4 | 192,515 | NEW HOLDINGS | 2/10/2016 | 000113271616000028 | UBS OCONNOR LLC |
| Q4 2014 | 6 | 294,063 | NEW HOLDINGS | 11/13/2015 | 000113271615000022 | UBS OCONNOR LLC |
| Q4 2014 | 5 | 373,462 | NEW HOLDINGS | 8/13/2015 | 000113271615000015 | UBS OCONNOR LLC |
| Q4 2014 | 4 | 243,726 | NEW HOLDINGS | 5/14/2015 | 000113271615000009 | UBS OCONNOR LLC |
| Q4 2014 | 610 | 4,647,686 | RESTATEMENT | 4/6/2015 | 000113271615000007 | UBS OCONNOR LLC |
| Q4 2014 | 608 | 4,619,597 | 13F-HR | 2/13/2015 | 000113271615000001 | UBS OCONNOR LLC |
| Q3 2014 | 10 | 472,222 | NEW HOLDINGS | 11/13/2015 | 000113271615000023 | UBS OCONNOR LLC |
| Q3 2014 | 6 | 115,082 | NEW HOLDINGS | 8/13/2015 | 000113271615000017 | UBS OCONNOR LLC |
| Q3 2014 | 5 | 300,692 | NEW HOLDINGS | 5/14/2015 | 000113271615000010 | UBS OCONNOR LLC |
| Q3 2014 | 4 | 168,720 | NEW HOLDINGS | 2/13/2015 | 000113271615000002 | UBS OCONNOR LLC |
| Q3 2014 | 427 | 4,734,102 | 13F-HR | 11/14/2014 | 000113271614000014 | UBS OCONNOR LLC |
| Q2 2014 | 3 | 122,511 | NEW HOLDINGS | 8/13/2015 | 000113271615000018 | UBS OCONNOR LLC |
| Q2 2014 | 4 | 266,861 | NEW HOLDINGS | 5/14/2015 | 000113271615000011 | UBS OCONNOR LLC |
| Q2 2014 | 1 | 21,159 | NEW HOLDINGS | 2/13/2015 | 000113271615000003 | UBS OCONNOR LLC |
| Q2 2014 | 2 | 52,797 | NEW HOLDINGS | 11/14/2014 | 000113271614000015 | UBS OCONNOR LLC |
| Q2 2014 | 1 | 10,567,000 | NEW HOLDINGS | 8/15/2014 | 000113271614000013 | UBS OCONNOR LLC |
| Q2 2014 | 421 | 4,606,601 | 13F-HR | 8/15/2014 | 000113271614000012 | UBS OCONNOR LLC |
| Q1 2014 | 1 | 52,584 | NEW HOLDINGS | 5/14/2015 | 000113271615000012 | UBS OCONNOR LLC |
| Q1 2014 | 1 | 20,134 | NEW HOLDINGS | 2/13/2015 | 000113271615000004 | UBS OCONNOR LLC |
| Q1 2014 | 2 | 111,522 | NEW HOLDINGS | 11/14/2014 | 000113271614000016 | UBS OCONNOR LLC |
| Q1 2014 | 427 | 5,094,622 | 13F-HR | 5/14/2014 | 000113271614000006 | UBS OCONNOR LLC |
| Q4 2013 | 1 | 20,233 | NEW HOLDINGS | 2/13/2015 | 000113271615000005 | UBS OCONNOR LLC |
| Q4 2013 | 2 | 7,150 | NEW HOLDINGS | 11/14/2014 | 000113271614000017 | UBS OCONNOR LLC |
| Q4 2013 | 1 | 2,599 | NEW HOLDINGS | 8/15/2014 | 000113271614000010 | UBS OCONNOR LLC |
| Q4 2013 | 1 | 4,350 | NEW HOLDINGS | 5/14/2014 | 000113271614000007 | UBS OCONNOR LLC |
| Q4 2013 | 394 | 5,407,737 | 13F-HR | 2/13/2014 | 000113271614000001 | UBS OCONNOR LLC |
| Q3 2013 | 1 | 18,061,000 | NEW HOLDINGS | 11/14/2014 | 000113271614000018 | UBS OCONNOR LLC |
| Q3 2013 | 4 | 14,770,000 | NEW HOLDINGS | 8/15/2014 | 000113271614000011 | UBS OCONNOR LLC |
| Q3 2013 | 4 | 111,123,000 | NEW HOLDINGS | 5/14/2014 | 000113271614000008 | UBS OCONNOR LLC |
| Q3 2013 | 1 | 44,403,000 | NEW HOLDINGS | 2/13/2014 | 000113271614000002 | UBS OCONNOR LLC |
| Q2 2013 | 4 | 161,919,000 | NEW HOLDINGS | 5/14/2014 | 000113271614000009 | UBS OCONNOR LLC |
| Q2 2013 | 3 | 95,744,000 | NEW HOLDINGS | 2/13/2014 | 000113271614000003 | UBS OCONNOR LLC |
| Q1 2013 | 2 | 46,788,000 | NEW HOLDINGS | 2/13/2014 | 000113271614000004 | UBS OCONNOR LLC |
| Q4 2012 | 2 | 59,375,000 | NEW HOLDINGS | 2/13/2014 | 000113271614000005 | UBS OCONNOR LLC |