SIT INVESTMENT ASSOCIATES INC

13D and 13G Filings

Investors who own more than 5% of a class must file a Schedule 13D or 13G. The latest filing for each security since 12/18/2024, newest first.

Issuer	Symbol	CUSIP	% of Class	Shares	Form	Filed
Blackrock Muniassets Fund, Inc. 13G MUA · 09254J102	MUA	09254J102	10.6%	7,135,290	13G	10/2/2026 Event 9/30/2026
Sit Investment Associates Inc			10.6%	7,135,290
Sit Fixed Income Advisors II LLC /ADV			10.6%	7,135,290
UBS Asset Management Income Fund, Inc. 13G CIK · 224916106	CIK	224916106	5.1%	2,785,976	13G	10/2/2026 Event 9/30/2026
Sit Investment Associates Inc			5.1%	2,785,976
Sit Fixed Income Advisors II LLC /ADV			5.1%	2,785,976
BNY Mellon Municipal Bond Infrastructure Fund, Inc. 13G DMB · 09662W109	DMB	09662W109	6.6%	1,215,721	13G	10/2/2026 Event 9/30/2026
Sit Investment Associates Inc			6.6%	1,215,721
Sit Fixed Income Advisors II LLC /ADV			6.6%	1,215,721
BNY Mellon Strategic Municipal Bond Fund, Inc. 13G DSM · 09662E109	DSM	09662E109	6.0%	2,986,949	13G	10/2/2026 Event 9/30/2026
Sit Investment Associates Inc			6.0%	2,986,949
Sit Fixed Income Advisors II LLC /ADV			6.0%	2,986,949
Blackstone Long-Short Credit Income Fund 13G BGX · 09257D102	BGX	09257D102	5.5%	693,895	13G	10/2/2026 Event 9/30/2026
Sit Investment Associates Inc			5.5%	693,895
Sit Fixed Income Advisors II LLC /ADV			5.5%	693,895
BNY Mellon Strategic Municipals, Inc. 13G LEO · 05588W108	LEO	05588W108	5.1%	3,165,541	13G	10/2/2026 Event 9/30/2026
Sit Investment Associates Inc			5.1%	3,165,541
Sit Fixed Income Advisors II LLC /ADV			5.1%	3,165,541
Neuberger Real Estate Securities Income Fund Inc 13G/A NRO · 64190A103	NRO	64190A103	3.2%	2,050,353	13G/A	10/2/2026 Event 9/30/2026
Sit Investment Associates Inc			3.2%	2,050,353
Sit Fixed Income Advisors II, LLC			3.2%	2,050,353
Western Asset Global High Income Fund Inc. 13G/A EHI · 95766B109	EHI	95766B109	4.6%	1,407,618	13G/A	10/2/2026 Event 9/30/2026
Sit Investment Associates Inc			4.6%	1,407,618
Sit Fixed Income Advisors II, LLC			4.6%	1,407,618
LMP Capital & Income Fund Inc. 13G/A SCD · 50208A102	SCD	50208A102	8.2%	1,875,334	13G/A	10/2/2026 Event 9/30/2025
Sit Investment Associates, Inc.			8.2%	1,875,334
Sit Fixed Income Advisors II LLC /ADV			8.2%	1,875,334
Franklin Premier Income Trust 13G/A PPT · 746853100	PPT	746853100	30.9%	29,575,920	13G/A	10/1/2026 Event 9/29/2026
Sit Investment Associates Inc			30.9%	29,575,920
Sit Fixed Income Advisors II LLC /ADV			30.9%	29,575,920
Franklin Master Intermediate Income Trust 13G/A PIM · 746909100	PIM	746909100	48.2%	23,203,176	13G/A	10/1/2026 Event 9/29/2026
Sit Investment Associates Inc			48.2%	23,203,176
Sit Fixed Income Advisors II LLC /ADV			48.2%	23,203,176
Aberdeen Intermediate Income Fund 13G/A MIN · 55273C107	MIN	55273C107	31.1%	35,389,546	13G/A	10/1/2026 Event 9/29/2026
Sit Investment Associates Inc			31.1%	35,389,546
Sit Fixed Income Advisors II LLC /ADV			31.1%	35,389,546
Aberdeen Government Markets Income Fund 13G/A MGF · 552939100	MGF	552939100	37.3%	12,145,653	13G/A	10/1/2026 Event 9/29/2026
Sit Investment Associates Inc			37.3%	12,145,653
Sit Fixed Income Advisors II LLC /ADV			37.3%	12,145,653
DWS Municipal Income Trust 13G/A KTF · 233368109	KTF	233368109	22.9%	8,984,416	13G/A	10/1/2026 Event 9/29/2026
Sit Investment Associates Inc			22.9%	8,984,416
Sit Fixed Income Advisors II LLC /ADV			22.9%	8,984,416
First Trust Mortgage Income Fund 13G/A FMY · 33734E103	FMY	33734E103	55.1%	2,320,350	13G/A	10/1/2026 Event 9/29/2026
Sit Investment Associates Inc			55.1%	2,320,350
Sit Fixed Income Advisors II LLC /ADV			55.1%	2,320,350
Eaton Vance Ltd Duration Income Fund 13G/A EVV · 27828H105	EVV	27828H105	7.7%	8,935,779	13G/A	10/1/2026 Event 9/29/2026
Sit Investment Associates Inc			7.7%	8,935,779
Sit Fixed Income Advisors II, LLC			7.7%	8,935,779
Eaton Vance Short Duration Diversified Income Fund 13G/A EVG · 27828V104	EVG	27828V104	5.8%	784,238	13G/A	10/1/2026 Event 9/29/2026
Sit Investment Associates Inc			5.8%	784,238
Sit Fixed Income Advisors II LLC /ADV			5.8%	784,238
Nuveen Multi-Market Income Fund 13G/A JMM · 67075J107	JMM	67075J107	62.6%	5,927,159	13G/A	9/4/2026 Event 8/31/2026
Sit Investment Associates Inc			62.6%	5,927,159
Sit Fixed Income Advisors II LLC /ADV			62.6%	5,927,159
Aberdeen Multi-Market Income Fund 13G MMT · 552737108	MMT	552737108	6.2%	7,175,980	13G	7/6/2026 Event 6/30/2026
Sit Investment Associates, Inc.			6.2%	7,175,980
Sit Fixed Income Advisors II, LLC			6.2%	7,175,980
Blackstone Senior Floating Rate 2027 Term Fund 13G BSL · 09256U105	BSL	09256U105	6.3%	822,750	13G	7/6/2026 Event 6/30/2026
Sit Investment Associates, Inc.			6.3%	822,750
Sit Fixed Income Advisors II, LLC			6.3%	822,750
TCW Strategic Income Fund Inc 13G/A TSI · 872340104	TSI	872340104	32.6%	20,744,061	13G/A	7/6/2026 Event 6/30/2026
Sit Investment Associates, Inc.			32.6%	20,744,061
Sit Fixed Income Advisors II, LLC			32.6%	20,744,061
NXG Cushing Midstream Energy Fund 13G/A SRV · 231631300	SRV	231631300	0%	0	13G/A	6/5/2026 Event 4/1/2026
Sit Investment Associates, Inc.			0%	0
Sit Fixed Income Advisors II, LLC			0%	0
Credit Suisse High Yield Credit Fund 13G DHY · 22544F103	DHY	22544F103	12.9%	17,806,203	13G	6/4/2026 Event 5/29/2026
Sit Investment Associates, Inc.			12.9%	17,806,203
Sit Fixed Income Advisors II, LLC			12.9%	17,806,203
Invesco Bond Fund 13G/A VBF · 46132L107	VBF	46132L107	11.2%	1,274,682	13G/A	6/4/2026 Event 5/29/2026
Sit Investment Associates, Inc.			11.2%	1,274,682
Sit Fixed Income Advisors II, LLC			11.2%	1,274,682
XAI Octagon Floating Rate & Alternative Income Trust 13G/A XFLT · 98400T106	XFLT	98400T106	4.2%	637,994	13G/A	5/5/2026 Event 4/30/2026
Sit Investment Associates, Inc.			4.2%	637,994
Sit Fixed Income Advisors II, LLC			4.2%	637,994
Nuveen Mortgage & Income Fund 13G/A JLS · 670735109	JLS	670735109	16.8%	918,869	13G/A	5/5/2026 Event 4/30/2026
Sit Investment Associates, Inc.			16.8%	918,869
Sit Fixed Income Advisors II, LLC			16.8%	918,869
Neuberger High Yield Strategies Fund Inc. 13G NHS · 64128C106	NHS	64128C106	13.0%	5,447,450	13G	5/5/2026 Event 4/30/2026
Sit Investment Associates, Inc.			13.0%	5,447,450
Sit Fixed Income Advisors II, LLC			13.0%	5,447,450
NXG NextGen Infrastructure Income Fund 13G/A NXG · 231647207	NXG	231647207	0.3%	19,902	13G/A	4/6/2026 Event 3/31/2026
Sit Investment Associates, Inc.			0.3%	19,902
Sit Fixed Income Advisors II, LLC			0.3%	19,902
Brookfield Real Assets Income Fund Inc. 13G RA · 112830104	RA	112830104	5.2%	2,855,236	13G	4/6/2026 Event 3/31/2026
Sit Investment Associates, Inc.			5.2%	2,855,236
Sit Fixed Income Advisors II, LLC			5.2%	2,855,236
Flaherty & Crumrine Preferred & Income Fund Inc 13G/A PFD · 338480106	PFD	338480106	10.3%	1,320,217	13G/A	4/6/2026 Event 3/31/2026
Sit Investment Associates, Inc.			10.3%	1,320,217
Sit Fixed Income Advisors II, LLC			10.3%	1,320,217
Nuveen Pennsylvania Quality Municipal Income Fund 13G NQP · 670972108	NQP	670972108	8.1%	3,017,202	13G	4/6/2026 Event 3/31/2026
Sit Investment Associates, Inc.			8.1%	3,017,202
Sit Fixed Income Advisors II, LLC			8.1%	3,017,202
Nuveen Real Asset Income & Growth Fund 13G JRI · 67074Y105	JRI	67074Y105	12.1%	4,366,526	13G	4/6/2026 Event 3/31/2026
Sit Investment Associates, Inc.			12.1%	4,366,526
Sit Fixed Income Advisors II, LLC			12.1%	4,366,526
BNY Mellon High Yield Strategies Fund 13G DHF · 09660L105	DHF	09660L105	6.3%	4,595,423	13G	4/6/2026 Event 3/31/2026
Sit Investment Associates, Inc.			6.3%	4,595,423
Sit Fixed Income Advisors II, LLC			6.3%	4,595,423
Cornerstone Total Return Fund Inc 13G/A CRF · 21924U300	CRF	21924U300	3.5%	5,751,900	13G/A	4/6/2026 Event 3/31/2026
Sit Investment Associates, Inc.			3.5%	5,751,900
Sit Fixed Income Advisors II, LLC			3.5%	5,751,900
Calamos Long/Short Equity & Dynamic Income Trust 13G/A CPZ · 12812C106	CPZ	12812C106	4.9%	978,911	13G/A	4/6/2026 Event 3/31/2026
Sit Investment Associates, Inc.			4.9%	978,911
Sit Fixed Income Advisors II, LLC			4.9%	978,911
Advent Convertible & Income Fund 13G/A AVK · 00764C109	AVK	00764C109	4.8%	2,133,776	13G/A	4/6/2026 Event 3/31/2026
Sit Investment Associates, Inc.			4.8%	2,133,776
Sit Fixed Income Advisors II, LLC			4.8%	2,133,776
Blackstone Strategic Credit 2027 Term Fund 13G BGB · 09257R101	BGB	09257R101	6.2%	2,753,133	13G	4/6/2026 Event 3/31/2026
Sit Investment Associates, Inc.			6.2%	2,753,133
Sit Fixed Income Advisors II, LLC			6.2%	2,753,133
DTF Tax-Free Income 2028 Term Fund Inc 13G/A DTF · 23334J107	DTF	23334J107	13.1%	923,460	13G/A	3/4/2026 Event 2/27/2026
Sit Investment Associates, Inc.			13.1%	923,460
Sit Fixed Income Advisors II, LLC			13.1%	923,460
Clough Global Equity Fund 13G/A GLQ · 18914C100	GLQ	18914C100	11.2%	2,104,530	13G/A	3/4/2026 Event 2/27/2026
Sit Investment Associates, Inc.			11.2%	2,104,530
Sit Fixed Income Advisors II, LLC			11.2%	2,104,530
Allspring Multi-Sector Income Fund 13G/A ERC · 94987D101	ERC	94987D101	10.3%	2,884,362	13G/A	3/4/2026 Event 2/27/2026
Sit Investment Associates, Inc.			10.3%	2,884,362
Sit Fixed Income Advisors II, LLC			10.3%	2,884,362
MFS Intermediate High Income Fund 13D CIF · 59318T109	CIF	59318T109	9.2%	1,644,570	13D	2/24/2026 Event 2/24/2026
Sit Investment Associates Inc			9.2%	1,644,570
Sit Fixed Income Advisors II LLC /ADV			9.2%	1,644,570
MFS Charter Income Trust 13D MCR · 552727109	MCR	552727109	9.8%	4,097,943	13D	2/24/2026 Event 2/24/2026
Sit Investment Associates Inc			9.8%	4,097,943
Sit Fixed Income Advisors II LLC /ADV			9.8%	4,097,943
Flaherty & Crumrine Total Return Fund Incorporated 13G/A FLC · 338479108	FLC	338479108	10.4%	1,089,624	13G/A	2/4/2026 Event 12/31/2024
Sit Investment Associates, Inc.			10.4%	1,089,624
Sit Fixed Income Advisors II, LLC			10.4%	1,089,624
BlackRock Long-Term Municipal Advantage Trust 13G BTA · 09250B103	BTA	09250B103	5.5%	743,577	13G	1/6/2026 Event 12/31/2025
Sit Investment Associates, Inc.			5.5%	743,577
Sit Fixed Income Advisors II, LLC			5.5%	743,577
First Trust High Yield Opportunities 2027 Term Fund 13G FTHY · 33741Q107	FTHY	33741Q107	6.6%	2,419,971	13G	1/6/2026 Event 12/31/2025
Sit Investment Associates, Inc.			6.6%	2,419,971
Sit Fixed Income Advisors II, LLC			6.6%	2,419,971
Nuveen Global High Income Fund 13G JGH · 67075G103	JGH	67075G103	10.3%	2,903,697	13G	1/6/2026 Event 12/31/2025
Sit Investment Associates, Inc.			10.3%	2,903,697
Sit Fixed Income Advisors II, LLC			10.3%	2,903,697
Blackrock Muniyield Quality Fund II, Inc. 13G MQT · 09254G108	MQT	09254G108	5.6%	1,241,695	13G	1/6/2026 Event 12/31/2025
Sit Investment Associates, Inc.			5.6%	1,241,695
Sit Fixed Income Advisors II, LLC			5.6%	1,241,695
Western Asset Investment Grade Income Fund Inc. 13G/A PAI · 95766T100	PAI	95766T100	12.1%	1,148,642	13G/A	1/6/2026 Event 12/31/2025
Sit Investment Associates, Inc.			12.1%	1,148,642
Sit Fixed Income Advisors II, LLC			12.1%	1,148,642
Western Asset Investment Grade Opportunity Trust Inc. 13G/A IGI · 95790A101	IGI	95790A101	12.8%	767,986	13G/A	1/6/2026 Event 12/31/2025
Sit Investment Associates, Inc.			12.8%	767,986
Sit Fixed Income Advisors II, LLC			12.8%	767,986
Flaherty & Crumrine Preferred & Income Opportunity Fund Inc 13G/A PFO · 33848E106	PFO	33848E106	10.2%	1,328,546	13G/A	1/6/2026 Event 12/31/2025
Sit Investment Associates, Inc.			10.2%	1,328,546
Sit Fixed Income Advisors II, LLC			10.2%	1,328,546
Virtus Global Multi-Sector Income Fund 13G/A VGI · 92829B101	VGI	92829B101	18.2%	2,057,760	13G/A	1/6/2026 Event 12/31/2025
Sit Investment Associates, Inc.			18.2%	2,057,760
Sit Fixed Income Advisors II, LLC			18.2%	2,057,760
RiverNorth Capital & Income Fund, Inc. 13G/A RSF · 76882B108	RSF	76882B108	4.9%	199,197	13G/A	11/3/2025 Event 10/31/2025
Sit Investment Associates, Inc.			4.9%	199,197
Sit Fixed Income Advisors II, LLC			4.9%	199,197
Rivernorth Opportunities Fund, Inc. 13G RIV · 76881Y109	RIV	76881Y109	10.5%	2,881,742	13G	11/3/2025 Event 10/31/2025
Sit Investment Associates, Inc.			10.5%	2,881,742
Sit Fixed Income Advisors II, LLC			10.5%	2,881,742
Western Asset High Yield Defined Opportunity Fund Inc. 13G/A HYI · 95768B107	HYI	95768B107	0%	0	13G/A	10/3/2025 Event 7/29/2025
MFS Investment Grade Municipal Trust 13G/A CXH · 59318B108	CXH	59318B108	4.8%	389,422	13G/A	10/2/2025 Event 9/30/2025
Sit Investment Associates, Inc.			4.8%	389,422
Sit Fixed Income Advisors II, LLC			4.8%	389,422
MFS High Yield Municipal Trust 13G/A CMU · 59318E102	CMU	59318E102	4.1%	1,045,340	13G/A	10/2/2025 Event 9/30/2025
Sit Investment Associates, Inc.			4.1%	1,045,340
Sit Fixed Income Advisors II, LLC			4.1%	1,045,340
BlackRock Taxable Municipal Bond Trust 13G/A BBN · 09248X100	BBN	09248X100	10.2%	6,322,435	13G/A	10/2/2025 Event 9/30/2025
Sit Investment Associates, Inc.			10.2%	6,322,435
Sit Fixed Income Advisors II, LLC			10.2%	6,322,435
BlackRock MuniVest Fund II, Inc. 13G MVT · 09253T101	MVT	09253T101	5.2%	1,080,016	13G	10/2/2025 Event 9/30/2025
Sit Investment Associates, Inc.			5.2%	1,080,016
Sit Fixed Income Advisors II, LLC			5.2%	1,080,016
The Gabelli Healthcare & WellnessRx Trust 13G GRX · 36246K103	GRX	36246K103	5.4%	833,756	13G	10/2/2025 Event 9/30/2025
Sit Investment Associates, Inc.			5.4%	833,756
Sit Fixed Income Advisors II, LLC			5.4%	833,756
BlackRock Multi-Sector Income Trust 13G BIT · 09258A107	BIT	09258A107	8.9%	5,050,265	13G	10/2/2025 Event 9/30/2025
Sit Investment Associates, Inc.			8.9%	5,050,265
Sit Fixed Income Advisors II, LLC			8.9%	5,050,265
Eaton Vance California Municipal Bond Fund 13D/A EVM · 27828A100	EVM	27828A100	16.5%	4,069,395	13D/A	9/15/2025 Event 9/11/2025
Sit Investment Associates, Inc.			16.5%	4,069,395
Sit Fixed Income Advisors II, LLC			16.5%	4,069,395
Eaton Vance New York Municipal Bond Fund 13D/A ENX · 27827Y109	ENX	27827Y109	15.6%	2,792,476	13D/A	9/8/2025 Event 9/5/2025
Sit Investment Associates, Inc.			15.6%	2,792,476
Sit Fixed Income Advisors II, LLC			15.6%	2,792,476
Pioneer Municipal High Income Fund, Inc. 13G/A MHI · 723763108	MHI	723763108	11.5%	2,614,270	13G/A	8/5/2025 Event 7/31/2025
Sit Investment Associates, Inc.			11.5%	2,614,270
Sit Fixed Income Advisors II, LLC			11.5%	2,614,270
John Hancock Investors Trust 13G JHI · 410142103	JHI	410142103	5.1%	441,920	13G	7/7/2025 Event 6/30/2025
Sit Investment Associates, Inc.			5.1%	441,920
Sit Fixed Income Advisors II, LLC			5.1%	441,920
Blackrock Core Bond Trust 13G BHK · 09249E101	BHK	09249E101	13.9%	10,052,357	13G	7/7/2025 Event 6/30/2025
Sit Investment Associates, Inc.			13.9%	10,052,357
Sit Fixed Income Advisors II, LLC			13.9%	10,052,357
Ellsworth Growth and Income Fund Ltd. 13G ECF · 289074106	ECF	289074106	5.6%	772,042	13G	7/7/2025 Event 6/30/2025
Sit Investment Associates, Inc.			5.6%	772,042
Sit Fixed Income Advisors II, LLC			5.6%	772,042
John Hancock Income Securities Trust 13G/A JHS · 410123103	JHS	410123103	26.8%	3,126,507	13G/A	7/7/2025 Event 6/30/2025
Sit Investment Associates, Inc.			26.8%	3,126,507
Sit Fixed Income Advisors II, LLC			26.8%	3,126,507
KKR Income Opportunities Fund 13G/A KIO · 48249T106	KIO	48249T106	4.3%	1,763,303	13G/A	7/7/2025 Event 6/30/2025
Sit Investment Associates, Inc.			4.3%	1,763,303
Sit Fixed Income Advisors II, LLC			4.3%	1,763,303
Angel Oak Financial Strategies Income Term Trust 13G/A FINS · 03464A100	FINS	03464A100	28.7%	9,580,741	13G/A	6/5/2025 Event 5/30/2025
Sit Investment Associates, Inc.			28.7%	9,580,741
Sit Fixed Income Advisors II, LLC			28.7%	9,580,741
Western Asset Intermediate Muni Fund Inc. 13G/A SBI · 958435109	SBI	958435109	4.5%	628,221	13G/A	4/2/2025 Event 3/17/2025
Gabelli Multimedia Trust Inc. 13G/A GGT · 36239Q109	GGT	36239Q109	4.9%	1,669,487	13G/A	4/2/2025 Event 3/26/2025
Sit Investment Associates, Inc.			4.9%	1,669,487
Sit Fixed Income Advisors II, LLC			4.9%	1,669,487
Blackrock Income Trust, Inc. 13D/A BKT · 09247F209	BKT	09247F209	14.2%	3,438,076	13D/A	3/26/2025 Event 3/24/2025
Sit Investment Associates, Inc.			14.2%	3,438,076
Sit Fixed Income Advisors II, LLC			14.2%	3,438,076
Nuveen Variable Rate Preferred & Income Fund 13G/A NPFD · 67080R102	NPFD	67080R102	10.5%	2,545,155	13G/A	3/4/2025 Event 2/14/2025
Sit Investment Associates, Inc.			10.5%	2,545,155
Sit Fixed Income Advisors II, LLC			10.5%	2,545,155
Western Asset Global Corporate Opportunity Fund Inc. 13G/A GDO · 95790C107	GDO	95790C107	0%	0	13G/A	1/3/2025 Event 12/31/2024
Western Asset Premier Bond Fund 13G/A WEA · 957664105	WEA	957664105	5.6%	670,019	13G/A	1/3/2025 Event 12/31/2024
Sit Investment Associates, Inc.			5.6%	670,019
Sit Fixed Income Advisors II, LLC			5.6%	670,019
First Trust Specialty Finance and Financial Opportunities Fund 13G FGB · 33733G109	FGB	33733G109	7.0%	1,010,916	13G	1/3/2025 Event 12/31/2024
Sit Investment Associates, Inc.			7.0%	1,010,916
Sit Fixed Income Advisors II, LLC			7.0%	1,010,916
Invesco Trust for Investment Grade New York Municipals 13D/A VTN · 46131T101	VTN	46131T101	3.4%	493,294	13D/A	12/18/2024 Event 12/16/2024
Sit Investment Associates, Inc.			3.4%	493,294
Sit Fixed Income Advisors II, LLC			3.4%	493,294
Invesco Pennsylvania Value Municipal Income Trust 13D/A VPV · 46132K109	VPV	46132K109	3.5%	630,031	13D/A	12/18/2024 Event 12/16/2024
Sit Investment Associates, Inc.			3.5%	630,031
Sit Fixed Income Advisors II, LLC			3.5%	630,031