Pneuma Respiratory, Inc.

Form D Filings

Location
Boone, NC
Industry Group
Pharmaceuticals
Related People
C. Eric Hunter, Farrukh Hameed, Jay Phillip Morgan, J. Knox Singleton, Douglas E. Stoner, May Shen, SALLY YANCHUS, FARNKH HAMEED, J. KNOX MORGAN, DOUGLAS E. SINGLETON, Richard A. Gimigliano, Walter L. Robb, Wei Zheng, Walter E. Robb, Jocelyn Hunter
Entity Type
Corporation
CIK
0001701794
All SEC Filings
View on sec.gov
Date Filed Security Types Amount Sold Diff Total Amount Sold Total Offering Amount Remaining First Sale Signed Form SEC Link
12/3/2025 Debt, Option to Acquire, Other $0 $2,996,000 $2,996,000 $0 11/29/2024 12/2/2025 D/A 000093583625000713
12/3/2025 Debt, Option to Acquire, Other $0 $3,304,000 $3,304,000 $0 2/10/2025 12/2/2025 D/A 000093583625000714
6/23/2025 Debt, Other $3,304,000 $3,304,000 $3,304,000 $0 2/10/2025 6/2/2025 D 000093583625000431
5/13/2025 Debt, Other $0 $2,996,000 Indefinite Indefinite 11/29/2024 5/13/2025 D/A 000093583625000320
5/13/2025 Debt, Other $2,996,000 $2,996,000 Indefinite Indefinite 12/31/2024 5/13/2005 D 000093583625000318
12/23/2024 Equity, Option to Acquire $7,340,000 $7,340,000 Indefinite Indefinite 6/20/2023 12/23/2024 D 000093583624000766
8/10/2021 Equity $1,842,426 $6,898,219 $10,000,050 $3,101,831 7/15/2019 8/9/2021 D/A 000170179421000003
2/18/2021 Equity, Option to Acquire $437,794 $437,794 $3,000,000 $2,562,206 6/18/2020 2/18/2021 D 000124915521000003
2/18/2021 Option to Acquire $429,585 $429,585 $429,585 $0 8/21/2020 2/18/2021 D 000124915521000002
2/17/2021 Equity $64,260 $5,055,793 $10,000,050 $4,944,257 7/15/2019 2/17/2021 D/A 000124915521000001
2/21/2020 Equity $4,691,531 $4,991,533 $10,000,050 $5,008,517 7/15/2019 2/21/2020 D/A 000124915520000001
7/30/2019 Equity $158,703 $4,999,906 $4,999,906 $0 2/25/2019 7/30/2019 D/A 000170179419000005
7/30/2019 Equity $300,002 $300,002 $3,300,026 $3,000,024 7/15/2019 7/30/2019 D 000170179419000006
5/17/2019 Equity $49,928 $4,841,203 $4,999,906 $158,703 2/25/2019 5/17/2019 D/A 000170179419000004
5/6/2019 Equity $208,632 $4,791,275 $4,999,906 $208,631 2/25/2019 5/6/2019 D/A 000170179419000003
4/18/2019 Equity $1,784,738 $4,582,643 $4,999,906 $417,263 2/25/2019 4/18/2019 D/A 000170179419000002
4/5/2019 Equity $2,303,782 $2,797,905 $4,999,906 $2,202,001 2/25/2019 4/5/2019 D/A 000170179419000001
3/12/2019 Equity $494,123 $494,123 $4,999,906 $4,505,783 2/25/2019 3/11/2019 D 000124915519000016
5/31/2018 Equity $2,122,418 $8,106,688 $15,000,000 $6,893,312 3/13/2018 5/31/2018 D/A 000124915518000033
3/23/2018 Equity $5,984,270 $5,984,270 $15,000,000 $9,015,730 3/13/2018 3/23/2018 D 000124915518000024