Shape Memory Medical Inc.

Form D Filings

Location
San Jose, CA
Industry Group
Other Health Care
Related People
Edward F. Ruppel, Jr, Thomas Thaler, Michael Henson, Duncan Maitland, Thom Rasche, Carolyn M. Bruguera, Edward F. Ruppel, Edward Ruppel, Edward F. Ruppel, Jr., Jim Gamett, James Y. Lancaster, Jonathan Hartman, Carla Kikken-Jussen, James Y Lancaster
Entity Type
Corporation
CIK
0001630786
Previous Names
Shape Memory Medical Inc., DEP Shape Memory Therapeutics, Inc.
All SEC Filings
View on sec.gov
Date Filed Security Types Amount Sold Diff Total Amount Sold Total Offering Amount Remaining First Sale Signed Form SEC Link
4/30/2025 Other $4,353,451 $4,353,451 $10,000,000 $5,646,549 4/15/2025 4/29/2025 D 000163078625000004
2/20/2024 Equity, Security to be Acquired $30,488,499 $30,488,499 $37,832,624 $7,344,125 2/6/2024 2/16/2024 D 000163078624000001
4/28/2023 Option to Acquire, Security to be Acquired $4,800,000 $4,800,000 $6,250,000 $1,450,000 4/24/2023 4/28/2023 D 000163078623000001
7/25/2022 Option to Acquire, Security to be Acquired $5,752,441 $11,504,882 $19,504,882 $8,000,000 5/6/2020 7/22/2022 D/A 000163078622000001
5/18/2020 Option to Acquire, Security to be Acquired $5,752,441 $5,752,441 $11,504,882 $5,752,441 5/6/2020 5/18/2020 D 000163078620000001
8/1/2017 Equity $7,000,001 $7,000,001 $14,000,000 $6,999,999 7/19/2017 7/28/2017 D 000163078617000003
4/27/2016 Debt, Option to Acquire, Security to be Acquired $3,000,000 $3,000,000 $4,000,000 $1,000,000 4/12/2016 4/27/2016 D 000161630816000002
1/15/2015 Equity $616,484 $616,484 $4,800,000 $4,183,516 12/31/2014 1/15/2015 D 000163078615000001