ROM Technologies, Inc.

Form D Filings

Location
Brookfield, CT
Industry Group
Manufacturing
Related People
Peter Arn, Sanford Gomberg, Michael Bissonnette, Edwin Dearborn, Alan Tucker, Steve Siegel, Gordon Hull, Mike Holston, Robert Grant Edwards, Scott Freedman, Charles Parker, Steve Seger, Sanford A Gomberg, Kenneth Wayne Johnson, Gomberg A Sanford
Entity Type
Corporation
CIK
0001600001
Previous Names
ROM Technologies, Inc., ROM3 Rehab LLC, ROM3 California LLC
All SEC Filings
View on sec.gov
Date Filed Security Types Amount Sold Diff Total Amount Sold Total Offering Amount Remaining First Sale Signed Form SEC Link
7/29/2025 Equity, Debt, Option to Acquire, Security to be Acquired $0 $1,415,000 Indefinite Indefinite 9/16/2015 6/9/2020 D/A 000160000125000033
7/29/2025 Equity, Debt, Option to Acquire, Security to be Acquired $0 $900,000 Indefinite Indefinite 7/9/2015 7/23/2019 D/A 000160000125000034
7/29/2025 Equity, Debt, Option to Acquire, Security to be Acquired $0 $1,050,000 Indefinite Indefinite 9/15/2015 9/7/2021 D/A 000160000125000032
7/29/2025 Debt, Option to Acquire, Security to be Acquired $0 $50,000 $10,000,000 $9,950,000 11/11/2021 3/8/2022 D/A 000160000125000031
7/29/2025 Equity, Debt, Option to Acquire, Security to be Acquired $0 $45,389,296 Indefinite Indefinite 9/15/2015 3/8/2022 D/A 000160000125000030
7/29/2025 Equity, Debt, Option to Acquire, Security to be Acquired $0 $0 Indefinite Indefinite 9/15/2014 11/18/2024 D/A 000160000125000028
7/29/2025 Equity, Debt, Option to Acquire, Security to be Acquired $0 $0 Indefinite Indefinite 9/15/2014 11/29/2024 D/A 000160000125000029
7/29/2025 Equity, Debt, Option to Acquire, Security to be Acquired $0 $0 Indefinite Indefinite 9/15/2014 6/7/2024 D/A 000160000125000027
7/29/2025 Equity, Debt, Option to Acquire, Security to be Acquired $0 $200,000 Indefinite Indefinite 9/15/2014 1/26/2024 D/A 000160000125000025
7/29/2025 Equity, Debt, Option to Acquire, Security to be Acquired $0 $200,000 Indefinite Indefinite 9/15/2015 5/27/2024 D/A 000160000125000026
7/29/2025 Equity, Debt, Option to Acquire, Security to be Acquired $0 $0 Indefinite Indefinite 9/15/2015 12/29/2023 D/A 000160000125000024
7/29/2025 Equity, Debt, Option to Acquire, Security to be Acquired $0 $0 Indefinite Indefinite 9/15/2015 10/18/2023 D/A 000160000125000023
7/24/2025 Equity, Debt, Option to Acquire, Security to be Acquired $37,191,837 $37,225,337 Indefinite Indefinite 9/15/2015 11/23/2021 D/A 000160000125000015
7/24/2025 Equity, Debt, Option to Acquire, Security to be Acquired $40,441,274 $41,541,274 Indefinite Indefinite 9/15/2015 1/24/2023 D/A 000160000125000016
7/24/2025 Equity, Debt, Option to Acquire, Security to be Acquired $45,339,296 $45,389,296 Indefinite Indefinite 9/15/2015 3/7/2022 D/A 000160000125000017
7/24/2025 Equity, Debt, Option to Acquire, Security to be Acquired $48,959,296 $49,160,296 Indefinite Indefinite 9/15/2015 4/27/2022 D/A 000160000125000018
7/24/2025 Equity, Debt, Option to Acquire, Security to be Acquired $56,625,613 $56,725,613 Indefinite Indefinite 9/15/2015 8/29/2022 D/A 000160000125000019
7/24/2025 Equity, Debt, Option to Acquire, Security to be Acquired $75,517,345 $75,517,345 Indefinite Indefinite 9/15/2015 1/16/2023 D/A 000160000125000020
7/24/2025 Equity, Debt, Option to Acquire, Security to be Acquired $77,567,874 $77,567,874 Indefinite Indefinite 9/15/2015 2/1/2023 D/A 000160000125000021
7/24/2025 Equity, Debt, Option to Acquire, Security to be Acquired $80,687,524 $80,687,524 Indefinite Indefinite 9/15/2015 3/3/2023 D/A 000160000125000022
7/24/2025 Equity, Debt, Option to Acquire, Security to be Acquired $29,989,680 $32,079,680 Indefinite Indefinite 9/15/2015 8/12/2021 D/A 000160000125000014
7/24/2025 Equity, Debt, Option to Acquire, Security to be Acquired $27,116,113 $27,191,113 Indefinite Indefinite 9/15/2015 6/22/2021 D/A 000160000125000013
7/24/2025 Equity, Debt, Option to Acquire, Security to be Acquired $20,840,019 $20,865,019 Indefinite Indefinite 9/15/2015 2/3/2021 D/A 000160000125000012
7/24/2025 Equity, Debt, Option to Acquire, Security to be Acquired $1,340,000 $1,415,000 $3,000,000 $1,585,000 9/16/2015 6/8/2020 D/A 000160000125000010
7/24/2025 Equity, Debt, Option to Acquire $900,000 $900,000 $1,500,000 $600,000 7/9/2015 7/23/2019 D/A 000160000125000009
7/24/2025 Equity, Debt, Option to Acquire $0 $665,000 $1,000,000 $335,000 11/6/2018 7/27/2018 D/A 000160000125000007
7/24/2025 Equity, Debt, Option to Acquire $0 $0 $1,500,000 $1,500,000 7/23/2019 D/A 000160000125000008
7/23/2025 Equity, Debt, Option to Acquire $0 $35,000 $125,000 $90,000 9/1/2015 7/29/2016 D/A 000160000125000004
7/23/2025 Equity, Debt, Option to Acquire $0 $500,000 $500,000 $0 8/10/2017 2/14/2018 D/A 000160000125000005
7/23/2025 Equity, Debt, Option to Acquire $0 $570,000 $1,000,000 $430,000 8/27/2018 10/1/2018 D/A 000160000125000006
7/21/2025 Debt, Option to Acquire $0 $25,000 $250,000 $225,000 9/1/2015 9/16/2015 D/A 000160000125000003
7/21/2025 Debt, Option to Acquire $0 $35,000 $125,000 $90,000 9/1/2015 4/15/2016 D/A 000160000125000002
11/29/2024 Debt, Option to Acquire, Security to be Acquired $0 $0 $10,000,000 $10,000,000 11/27/2024 D 000160000124000005
11/15/2024 Debt, Option to Acquire, Security to be Acquired $0 $0 $5,000,000 $5,000,000 11/15/2024 D 000160000124000004
6/7/2024 Debt, Option to Acquire, Security to be Acquired $0 $0 $20,000,000 $20,000,000 6/7/2024 D 000160000124000003
5/23/2024 Debt, Option to Acquire, Security to be Acquired $0 $0 $10,000,000 $10,000,000 5/23/2024 D 000160000124000002
1/24/2024 Debt, Option to Acquire, Security to be Acquired $200,000 $200,000 $10,000,000 $9,800,000 1/19/2024 1/24/2024 D 000160000124000001
12/29/2023 Debt, Option to Acquire, Security to be Acquired $0 $0 $10,000,000 $10,000,000 12/29/2023 D 000160000123000005
10/18/2023 Debt, Option to Acquire, Security to be Acquired $0 $0 $10,000,000 $10,000,000 10/18/2023 D 000160000123000004
3/2/2023 Debt, Option to Acquire, Security to be Acquired $0 $0 $10,000,000 $10,000,000 3/2/2023 D 000160000123000003
1/31/2023 Debt, Option to Acquire, Security to be Acquired $0 $0 $10,000,000 $10,000,000 1/31/2023 D/A 000160000123000002
1/13/2023 Debt, Option to Acquire, Security to be Acquired $0 $0 $10,000,000 $10,000,000 1/13/2023 D 000160000123000001
8/29/2022 Debt, Option to Acquire, Security to be Acquired $100,000 $100,000 $10,000,000 $9,900,000 8/25/2022 8/29/2022 D 000160000122000005
4/26/2022 Debt, Option to Acquire, Security to be Acquired $375,000 $375,000 $10,000,000 $9,625,000 4/4/2022 4/26/2022 D 000160000122000003
4/26/2022 Debt, Option to Acquire, Security to be Acquired $201,000 $201,000 $10,000,000 $9,799,000 4/15/2022 4/26/2022 D 000160000122000004
3/4/2022 Debt, Option to Acquire, Security to be Acquired $0 $50,000 $10,000,000 $9,950,000 11/11/2021 3/3/2022 D/A 000160000122000002
1/24/2022 Equity, Option to Acquire, Security to be Acquired $1,100,000 $1,100,000 $5,000,000 $3,900,000 1/13/2022 1/24/2022 D 000160000122000001
11/22/2021 Debt, Option to Acquire, Security to be Acquired $50,000 $50,000 $10,000,000 $9,950,000 11/11/2021 11/22/2021 D 000160000121000008
11/22/2021 Debt, Option to Acquire, Security to be Acquired $33,500 $33,500 $10,000,000 $9,966,500 11/11/2021 11/22/2021 D 000160000121000009
9/3/2021 Debt, Option to Acquire, Security to be Acquired $1,050,000 $1,050,000 $10,000,000 $8,950,000 8/23/2021 9/3/2021 D 000160000121000007
8/11/2021 Debt, Option to Acquire, Security to be Acquired $2,090,000 $2,090,000 $3,000,000 $910,000 7/21/2021 8/10/2021 D 000160000121000006
5/20/2021 Debt, Option to Acquire, Security to be Acquired $0 $25,000 $5,000,000 $4,975,000 1/19/2021 1/20/2021 D/A 000160000121000004
5/20/2021 Debt, Security to be Acquired $0 $75,000 $3,000,000 $2,925,000 4/22/2020 5/5/2020 D/A 000160000121000005
5/20/2021 Debt, Security to be Acquired $0 $0 $2,000,000 $2,000,000 1/5/2021 1/4/2021 D/A 000160000121000003
2/2/2021 Debt, Option to Acquire, Security to be Acquired $25,000 $25,000 $5,000,000 $4,975,000 1/19/2021 2/1/2021 D 000160000121000001
12/31/2020 Debt, Security to be Acquired $0 $0 $2,000,000 $2,000,000 12/30/2020 D 000160000120000003
5/4/2020 Debt, Security to be Acquired $75,000 $75,000 $3,000,000 $2,925,000 4/22/2020 5/4/2020 D 000160000120000002
7/22/2019 Debt, Option to Acquire $0 $0 $1,500,000 $1,500,000 7/19/2019 D 000160000119000001
12/26/2018 Debt, Option to Acquire $665,000 $665,000 $1,000,000 $335,000 11/6/2018 12/26/2018 D 000160000118000004
9/28/2018 Debt, Option to Acquire $570,000 $570,000 $1,000,000 $430,000 8/27/2018 9/28/2018 D 000160000118000002
2/13/2018 Debt, Option to Acquire $500,000 $500,000 $500,000 $0 8/10/2017 2/12/2018 D 000160000118000001
6/27/2017 Other $185,000 $185,000 $200,000 $15,000 12/15/2014 6/26/2017 D 000160000117000002
7/28/2016 Debt, Option to Acquire $0 $35,000 $125,000 $90,000 9/1/2015 7/27/2016 D/A 000160000116000004
4/14/2016 Debt, Option to Acquire $35,000 $35,000 $125,000 $90,000 9/1/2015 4/14/2016 D 000160000116000002
9/15/2015 Debt, Option to Acquire $25,000 $25,000 $250,000 $225,000 9/1/2015 9/14/2015 D 000160000115000001
7/10/2014 Other $30,000 $30,000 $100,000 $70,000 7/1/2014 7/9/2014 D 000160000114000003
2/14/2014 Other $60,000 $60,000 $200,000 $140,000 2/3/2014 2/14/2014 D 000160000114000002