Preferred Securities Fund, a series of Principal Global Investors Trust

Form D Filings

Date Filed Security Types Amount Sold Diff Total Amount Sold Total Offering Amount Remaining First Sale Signed Form SEC Link
6/14/2018 Pooled Investment Fund $35,280,000 $154,092,173 Indefinite Indefinite 11/19/2013 6/14/2018 D/A 000159351818000002
5/15/2017 Pooled Investment Fund $40,875,000 $118,812,173 Indefinite Indefinite 11/19/2013 5/15/2017 D/A 000139372517000108
5/13/2016 Pooled Investment Fund $49,332,000 $77,937,173 Indefinite Indefinite 11/19/2013 5/13/2016 D/A 000139372516000226
4/29/2015 Pooled Investment Fund $15,294,000 $28,605,173 Indefinite Indefinite 11/19/2013 4/28/2015 D/A 000139372515000072
12/18/2014 Pooled Investment Fund $3,476,418 $13,311,173 Indefinite Indefinite 11/19/2013 12/18/2014 D/A 000139372514000173
12/9/2013 Pooled Investment Fund $9,834,755 $9,834,755 Indefinite Indefinite 11/19/2013 12/6/2013 D 000139372513000113