ROTHSCHILD & CO SMALL-CAP TRUST

Form D Filings

Location
Stamford, CT
Investment Fund Type
Other Investment Fund
Industry Group
Pooled Investment Fund
Related People
Rothschild & Co Asset Management US Inc., Rothschild Asset Management Inc., T. Radey Johnson, Daniel Oshinskie, Michael Tamasco
Entity Type
Business Trust
CIK
0001542686
Previous Names
ROTHSCHILD & CO SMALL-CAP TRUST, ROTHSCHILD SMALL-CAP TRUST
All SEC Filings
View on sec.gov
Date Filed Security Types Amount Sold Diff Total Amount Sold Total Offering Amount Remaining First Sale Signed Form SEC Link
12/5/2022 Pooled Investment Fund $0 $99,331,065 Indefinite Indefinite 6/1/1997 12/5/2022 D/A 000101297522000528
12/3/2021 Pooled Investment Fund $150,000 $99,331,065 Indefinite Indefinite 6/1/1997 12/3/2021 D/A 000101297521000497
12/3/2020 Pooled Investment Fund $12,900,000 $99,181,065 Indefinite Indefinite 6/1/1997 12/3/2020 D/A 000101297520000850
12/3/2019 Pooled Investment Fund $10,050,000 $86,281,065 Indefinite Indefinite 6/1/1997 12/3/2019 D/A 000101297519000751
12/3/2018 Pooled Investment Fund $3,000,000 $76,231,065 Indefinite Indefinite 6/1/1997 12/3/2018 D/A 000101297518001263
12/1/2017 Pooled Investment Fund -$129,696,490 $73,231,065 Indefinite Indefinite 6/1/1997 12/1/2017 D/A 000101297517000890
2/21/2012 Pooled Investment Fund $202,927,555 $202,927,555 Indefinite Indefinite 6/1/1997 2/17/2012 D 000091957412001778