Harpeth Financial Services, LLC

Form D Filings

Date Filed Security Types Amount Sold Diff Total Amount Sold Total Offering Amount Remaining First Sale Signed Form SEC Link
9/11/2018 Debt $11,220,001 $17,045,003 Indefinite Indefinite 9/9/2015 9/10/2018 D/A 000149827618000002
9/12/2017 Debt $3,200,002 $5,825,002 Indefinite Indefinite 9/9/2015 9/11/2017 D/A 000149827617000002
9/12/2016 Debt $2,025,000 $2,625,000 $5,000,050 $2,375,050 9/9/2015 9/12/2016 D/A 000149827616000002
9/16/2015 Debt $600,000 $600,000 $5,000,050 $4,400,050 9/9/2015 9/16/2015 D 000149827615000001
8/5/2014 Equity, Debt $550,000 $2,500,000 Indefinite Indefinite 8/31/2012 8/5/2014 D/A 000149827614000002
7/21/2014 Equity, Option to Acquire $4,000,047 $4,000,047 $8,000,093 $4,000,046 7/17/2014 7/18/2014 D 000149827614000001
8/8/2013 Equity, Debt $750,000 $1,950,000 Indefinite Indefinite 8/31/2012 8/8/2013 D/A 000149827613000001
9/7/2012 Equity, Debt $1,200,000 $1,200,000 Indefinite Indefinite 8/31/2012 9/6/2012 D 000149827612000002
10/5/2011 Equity, Debt $3,380,000 $3,380,000 Indefinite Indefinite 9/27/2011 10/5/2011 D 000149827611000003
6/24/2011 Equity, Debt $3,765,000 $3,765,000 Indefinite Indefinite 6/10/2011 6/24/2011 D 000149827611000002
1/11/2011 Equity, Debt $700,000 $700,000 Indefinite Indefinite 12/31/2010 1/11/2011 D 000149827611000001
9/7/2010 Equity, Option to Acquire, Security to be Acquired $2,000,000 $2,000,000 $6,000,154 $4,000,154 8/23/2010 9/7/2010 D 000149827610000001