Carolina Institutional Short Duration Fund

Form D Filings

Location
Durham, NC
Investment Fund Type
Hedge Fund
Industry Group
Pooled Investment Fund
Related People
Amundi Pioneer Institutional Asset Management, Inc., U.S. Bank Trust National Association, Amundi Smith Breeden LLC, Michael J. Giarla, Stephen A. Eason, Timothy J. Cunneen, Daniel Dektar, Daniel R. Adler, Smith Breeden Associates, Inc., Stanley J. Kon, Timothy Cunneen, Eugene Flood, Daniel Adler, Stanley Kon
Entity Type
Business Trust
CIK
0001494601
Previous Names
Carolina Institutional Short Duration Fund, Amundi Smith Breeden Institutional Short Duration Fund, Smith Breeden Institutional Short Duration Fund
All SEC Filings
View on sec.gov
Date Filed Security Types Amount Sold Diff Total Amount Sold Total Offering Amount Remaining First Sale Signed Form SEC Link
2/12/2019 Equity, Pooled Investment Fund $0 $165,005,665 Indefinite Indefinite 5/24/2010 2/12/2019 D/A 000091957419001012
2/15/2018 Equity, Pooled Investment Fund $0 $165,005,665 Indefinite Indefinite 5/24/2010 2/15/2018 D/A 000091957418001869
5/19/2017 Equity, Pooled Investment Fund $5,400,000 $165,005,665 Indefinite Indefinite 5/24/2010 5/19/2017 D/A 000091957417004435
5/24/2016 Equity, Pooled Investment Fund $0 $159,605,665 Indefinite Indefinite 5/24/2010 5/23/2016 D/A 000091957416013375
12/7/2015 Equity, Pooled Investment Fund $5,000,000 $159,605,665 Indefinite Indefinite 5/24/2010 12/7/2015 D/A 000091957415008554
12/4/2014 Pooled Investment Fund $105,605,665 $154,605,665 Indefinite Indefinite 5/24/2010 12/4/2014 D/A 000091957414006888
1/27/2014 Pooled Investment Fund $5,000,000 $49,000,000 Indefinite Indefinite 5/24/2010 1/27/2014 D/A 000091957414000403
7/2/2013 Pooled Investment Fund -$76,000,000 $44,000,000 Indefinite Indefinite 5/24/2010 7/2/2013 D/A 000091957413003975
7/3/2012 Pooled Investment Fund $80,000,000 $120,000,000 Indefinite Indefinite 5/24/2010 7/3/2012 D/A 000091957412004182
6/16/2011 Pooled Investment Fund $0 $40,000,000 Indefinite Indefinite 5/24/2010 6/16/2011 D/A 000149460111000001
6/18/2010 Pooled Investment Fund $40,000,000 $40,000,000 Indefinite Indefinite 5/24/2010 6/18/2010 D 000149460110000001