STERNE AGEE GROUP, INC.

Form D Filings

Location
Birmingham, AL
Industry Group
Investment Banking
Related People
Jay W. Carter, Linda M. Daniel, Henry S. Lynn, Jr., Robert G. Nunziata, Sal A. Nunziata, Joe R. Roberts, Jr., Walter S. Robertson, III, Walter A. Ruch, III, Jon B. Sanderson, Eric D. Needleman, Cynthia K. Brown, Kelly B. Bolvig, B. Carl Owen, Carroll Stephens, Sharon B. Belswenger, Jodie Ezell, JAMES S. HOLBROOK, JR., HENRY S. LYNN, WILLIAM K. HOLBROOK, JON C. COOPER, JAMES F. DIXON, III, CHAPELL H. HILL, RYAN C. MEDO, JOE R. ROBERTS, HAROLD L. WAINWRIGHT, JR., CHARLES R. WHITE, JR., BRIAN K. BARZE, JON COOPER, CHARLES R. WHITE, ALONZO H. LEE, JR., BENJAMIN H. SLAUGHTER, CHARLES WHITE, CHAPPELL H. HILL, WILLIAM K HOLBROOK
Entity Type
Corporation
CIK
0001492996
13F Filings
6 filings
All SEC Filings
View on sec.gov
Date Filed Security Types Total Amount Sold Total Offering Amount Remaining First Sale Signed Form SEC Link
10/1/2014 Equity $2,136,523 Indefinite Indefinite 9/16/2014 9/30/2014 D 000149299614000019
11/27/2012 Equity $6,285,000 $7,200,000 $915,000 11/14/2012 11/27/2012 D 000149299612000012
12/23/2011 Equity $999,950 $999,950 $0 12/12/2011 12/22/2011 D 000149299611000016
2/18/2011 Equity $3,420,604 $3,500,000 $79,396 2/7/2011 2/18/2011 D 000120919111011223
5/28/2010 Equity $17,733,794 $17,733,794 $0 5/17/2010 5/28/2010 D 000149299610000001