CARY STREET PARTNERS FINANCIAL LLC

Form D Filings

Location
Richmond, VA
Industry Group
Other Banking & Financial Services
Related People
Joseph R. Schmuckler, Thomas H. Tullidge Jr., Douglas G. Stewart, Richard M. Hazel, Walter D. Bayne, Hsueh-liang Chen, Paige W. Garrigan, Derron S. Slonecker, Wesley H. Gallup, Maria P. Tedesco, Katherine Stockton, Matthew L. Rubin, Elizabeth L. Stagg, Thomas O. Herrick, Jessica L. Thompson, Jessica Thompson, Wesley Gallup, Wendy G. Rogers, Kara M. Valentine, Derron Slonecker, Anson H. Beard, Max C. Chapman Jr., Benjamin C. Halliburton, Mark M. Gambill, Thomas H. Tullidge, Joseph M. Brower, Sean P. Crawford, Timothy Leath, Brian E. Smith, Kip R. Caffey, James E. Thomas, A. Marshall Acuff, Palmer P. Garson, Mark M Gambill, Kip R Caffey, Thomas H Tullidge, Marshall A Acuff, Douglas G Stewart, Palmer P Garson, Joseph M Brower, James E Thomas
Entity Type
Limited Liability Company
CIK
0001475045
Previous Names
CARY STREET PARTNERS FINANCIAL LLC, LUXON FINANCIAL LLC, Cary Street Partners Holdings, LLC
13F Filings
7 filings
All SEC Filings
View on sec.gov
Date Filed Security Types Amount Sold Diff Total Amount Sold Total Offering Amount Remaining First Sale Signed Form SEC Link
10/25/2024 Equity $910,000 $1,841,137 $1,841,137 $0 6/14/2024 10/25/2024 D/A 000147504524000010
8/2/2024 Equity $451,137 $931,137 $1,091,137 $160,000 6/14/2024 8/1/2024 D/A 000147504524000005
6/17/2024 Equity $480,000 $480,000 $800,000 $320,000 6/14/2024 6/17/2024 D 000147504524000003
11/8/2023 Equity $299,998 $1,250,000 $1,525,000 $275,000 4/26/2023 11/8/2023 D/A 000147504523000007
4/28/2023 Equity $950,002 $950,002 $950,002 $0 4/26/2023 4/28/2023 D 000147504523000003
7/20/2022 Equity $600,015 $600,015 $600,015 $0 7/15/2022 7/20/2022 D 000147504522000003
6/30/2022 Equity $27,965,000 $27,965,000 $27,965,000 $0 6/30/2022 6/30/2022 D 000147504522000002
4/18/2022 Equity $958,000 $958,000 $958,000 $0 4/15/2022 4/18/2022 D 000147504522000001
6/30/2021 Equity $300,000 $300,000 $300,000 $0 6/25/2021 6/29/2021 D 000147504521000001
6/30/2020 Equity $2,250,000 $2,250,000 $2,250,000 $0 6/30/2020 6/30/2020 D 000147504520000002
7/19/2019 Equity $3,369,513 $3,469,513 $3,500,000 $30,487 3/7/2019 7/19/2019 D/A 000147504519000004
5/1/2019 Equity $2,724,863 $2,724,863 $2,724,863 $0 4/30/2019 5/1/2019 D 000147504519000003
3/13/2019 Equity $100,000 $100,000 $3,000,000 $2,900,000 3/7/2019 3/13/2019 D 000147504519000002
8/15/2017 Equity $1 $1 $1 $0 8/11/2017 8/14/2017 D 000147504517000002
5/1/2017 Equity, Debt, Security to be Acquired $0 $0 $22,635,767 $22,635,767 4/28/2017 D 000147504517000001
7/27/2016 Debt, Security to be Acquired $3,606,400 $4,106,400 $5,000,000 $893,600 9/3/2014 7/27/2016 D/A 000147504516000001
9/18/2014 Debt, Security to be Acquired $500,000 $500,000 $5,000,000 $4,500,000 9/3/2014 9/18/2014 D 000147504514000001
3/12/2013 Equity $1,365,200 $1,365,200 $7,000,000 $5,634,800 2/27/2013 3/12/2013 D 000147504513000001
11/20/2009 Equity $1,500,000 $1,500,000 $7,500,000 $6,000,000 11/13/2009 11/20/2009 D 000147504509000001