NovaBay Pharmaceuticals, Inc.

Form D Filings

Location
Emeryville, CA
Industry Group
Other
Related People
Michael John Kazley, JUSTIN HALL, SWAN SIT, MIJIA (BOB) WU, YONGXIANG (SEAN) ZHENG, YENYOU (JEFF) ZHENG, TOMMY LAW, PAUL FREIMAN, JULIE GARLIKOV, AUDREY KUNIN, JEFFREY KUNIN, ANDREW JONES, JUSTIN M. HALL, PAUL E. FREIMAN, XINZHOU (PAUL) LI, XIAOPEI (RAY) WANG, LYNN CHRISTOPHER, JASON RALEIGH, GAIL MADERIS, TODD ZAVODNICK, MARK SIECZKAREK, Mark M. Sieczkarek, John J. McGovern, Gail J. Maderis, Yonghao (Carl) Ma, Xiaoyan (Henry) Liu, Lewis J. Stuart, Thomas J. Paulson, T. Alex McPherson, Roy J. Wu, Massimo Radaelli, Xiaoyan Liu, Mijia Wu, Ramin (Ron) Najafi, Charles Cashion, Tony Wicks, Thomas Paulson
Entity Type
Corporation
CIK
0001389545
All SEC Filings
View on sec.gov
Date Filed Security Types Amount Sold Diff Total Amount Sold Total Offering Amount Remaining First Sale Signed Form SEC Link
1/27/2026 Option to Acquire $134,000,000 $134,000,000 $134,000,000 $0 1/16/2026 1/27/2026 D 000138954526000001
6/28/2024 Option to Acquire, Security to be Acquired $225,953 $225,953 $225,953 $0 6/14/2024 6/28/2024 D 000202864424000001
4/5/2024 Debt, Option to Acquire, Security to be Acquired $665,000 $665,000 $665,000 $0 3/24/2024 4/5/2024 D 000201605624000003
1/4/2024 Option to Acquire, Security to be Acquired $554,808 $554,808 $554,808 $0 12/21/2023 1/4/2024 D 000197720724000001
5/18/2023 Debt, Option to Acquire, Security to be Acquired $3,000,000 $3,000,000 $3,000,000 $0 5/1/2023 5/18/2023 D 000143774923015159
9/23/2022 Equity, Option to Acquire, Security to be Acquired $2,065,500 $2,065,500 $2,065,500 $0 9/9/2022 9/23/2022 D 000194781222000001
9/23/2022 Equity, Option to Acquire, Security to be Acquired $3,250,000 $3,250,000 $3,250,000 $0 9/23/2022 D 000194781222000002
11/17/2021 Equity, Option to Acquire, Security to be Acquired $15,000,000 $15,000,000 $15,000,000 $0 11/2/2021 11/16/2021 D 000155350421000005
7/31/2020 Option to Acquire $0 $0 $6,829,580 $6,829,580 7/20/2020 7/31/2020 D 000181971020000002
5/22/2020 Equity, Option to Acquire $1,030 $1,030 $1,731,030 $1,730,000 5/13/2020 5/21/2020 D 000155361020000004
5/1/2020 Option to Acquire $0 $0 Indefinite Indefinite 4/30/2020 D 000155361020000003
8/26/2019 Equity $2,700,000 $2,700,000 $2,700,000 $0 8/13/2019 8/21/2019 D 000178395419000001
8/26/2019 Option to Acquire, Security to be Acquired $4,198,566 $4,198,566 $4,198,566 $0 8/13/2019 8/21/2019 D 000178395419000002
7/3/2019 Equity $2,400,000 $2,400,000 $2,400,000 $0 6/26/2019 7/1/2019 D 000178110919000001
2/14/2018 Equity $5,984,000 $5,984,000 $5,984,000 $0 2/5/2018 2/14/2018 D 000172312318000001
5/20/2016 Equity, Option to Acquire $7,791,000 $7,791,000 $11,791,000 $4,000,000 5/9/2016 5/20/2016 D 000143774916032590
2/26/2016 Equity $2,830,804 $2,830,804 $2,830,804 $0 2/16/2016 2/26/2016 D 000143774916026178
6/4/2015 Equity, Option to Acquire, Other $11,448,571 $26,582,871 $26,582,871 $0 3/6/2015 6/3/2015 D/A 000138954515000004
3/19/2015 Equity, Option to Acquire, Other $15,134,300 $15,134,300 $15,134,300 $0 3/6/2015 3/19/2015 D 000138954515000003