Small-Cap Growth Equity Fund, a series of Principal Global Investors Trust

Form D Filings

Date Filed Security Types Amount Sold Diff Total Amount Sold Total Offering Amount Remaining First Sale Signed Form SEC Link
5/13/2016 Pooled Investment Fund $15,196,000 $213,075,944 Indefinite Indefinite 6/25/2007 5/13/2016 D/A 000139372516000231
4/29/2015 Pooled Investment Fund $179,000 $197,879,944 Indefinite Indefinite 6/25/2007 4/28/2015 D/A 000139372515000073
2/24/2014 Pooled Investment Fund $61,800,000 $197,700,944 Indefinite Indefinite 6/25/2007 2/21/2014 D/A 000139372514000009
2/22/2013 Pooled Investment Fund $25,871,000 $135,900,944 Indefinite Indefinite 6/25/2007 2/21/2013 D/A 000139372513000018
3/1/2012 Pooled Investment Fund $70,881,759 $110,029,944 Indefinite Indefinite 6/25/2007 3/1/2012 D/A 000139372512000051
2/23/2011 Pooled Investment Fund $39,148,185 Indefinite Indefinite 6/25/2007 2/23/2011 D/A 000139372511000058
2/5/2010 Pooled Investment Fund $1,500,000 Indefinite Indefinite 6/25/2007 2/5/2010 D/A 000139372510000041