ROTHSCHILD & CO SMALL/MID-CAP FUND, L.L.C.

Form D Filings

Location
Stamford, CT
Investment Fund Type
Other Investment Fund
Industry Group
Pooled Investment Fund
Related People
Rothschild & Co Asset Management US Inc., Rothschild Asset Management Inc.
Entity Type
Limited Liability Company
CIK
0001261501
Previous Names
ROTHSCHILD & CO SMALL/MID-CAP FUND, L.L.C., ROTHSCHILD SMALL MID CAP FUND LLC
All SEC Filings
View on sec.gov
Date Filed Security Types Amount Sold Diff Total Amount Sold Total Offering Amount Remaining First Sale Signed Form SEC Link
12/5/2022 Equity, Pooled Investment Fund $0 $251,800,135 Indefinite Indefinite 1/1/2009 12/5/2022 D/A 000101297522000527
12/3/2021 Equity, Pooled Investment Fund $7,000,000 $251,800,135 Indefinite Indefinite 1/1/2009 12/3/2021 D/A 000101297521000496
12/3/2020 Equity, Pooled Investment Fund $1,000,000 $244,800,135 Indefinite Indefinite 1/1/2009 12/3/2020 D/A 000101297520000849
12/3/2019 Equity, Pooled Investment Fund $22,908,186 $243,800,135 Indefinite Indefinite 1/1/2009 12/3/2019 D/A 000101297519000750
12/3/2018 Equity, Pooled Investment Fund $3,100,000 $220,891,949 Indefinite Indefinite 1/1/2009 12/3/2018 D/A 000101297518001262
12/1/2017 Equity, Pooled Investment Fund $217,791,949 Indefinite Indefinite 1/1/2009 12/1/2017 D/A 000101297517000891