SANTA BARBARA ASSET MANAGEMENT, LLC

Form D Filings

Location
Los Angeles, CA
Industry Group
Other Banking & Financial Services
Related People
Nuveen Investments, Inc., Avi M. Mizrachi, Mary Ann C. Iudice, David Sung Min Park, David Allen Chalupnik, James R. Boothe, John A. Gomez, Michael G. Mayfield, Steven Spencer, Mary Keefe, Nancy Crouse
Entity Type
Limited Liability Company
CIK
0001109426
Previous Names
SANTA BARBARA ASSET MANAGEMENT, LLC, SANTA BARBARA ASSET MANAGEMENT
All SEC Filings
View on sec.gov
Date Filed Security Types Amount Sold Diff Total Amount Sold Total Offering Amount Remaining First Sale Signed Form SEC Link
4/30/2021 Equity, Other $0 $0 Indefinite Indefinite 3/1/2011 4/30/2021 D/A 000139372521000105
4/30/2020 Equity, Other $0 $0 Indefinite Indefinite 3/1/2011 4/30/2020 D/A 000139372520000091
6/9/2017 Equity, Other $0 $0 Indefinite Indefinite 3/1/2011 6/9/2017 D/A 000095017217000058
6/9/2016 Equity, Other $0 $0 Indefinite Indefinite 3/1/2011 6/9/2016 D/A 000095017216000209
3/11/2015 Equity, Other $0 $0 Indefinite Indefinite 3/1/2011 3/11/2015 D/A 000095017215000040
3/11/2014 Equity, Other $0 $0 Indefinite Indefinite 3/1/2011 3/11/2014 D/A 000095017214000035
3/13/2013 Equity, Other $0 $0 Indefinite Indefinite 3/1/2011 3/12/2013 D/A 000095017213000033
3/16/2012 Equity, Other $0 $0 Indefinite Indefinite 3/1/2011 3/16/2012 D/A 000095017212000015
3/18/2011 Equity, Other $0 $0 Indefinite Indefinite 3/1/2011 3/17/2011 D 000103081511000004