CALDWELL SUTTER CAPITAL, INC.

Form D Filings

Location
Sausalito, CA
Industry Group
Investing
Entity Type
Corporation
CIK
0000702007
Previous Names
CALDWELL SUTTER CAPITAL, INC., CALDWELL SECURITIES, INC
13F Filings
15 filings
13D/G Filings
3 filings
All SEC Filings
View on sec.gov
Date Filed Security Types Amount Sold Diff Total Amount Sold Total Offering Amount Remaining First Sale Signed Form SEC Link
5/2/2025 Equity $0 $0 $13 $13 5/2/2025 D/A 000070200725000002
4/11/2025 Equity $0 $0 $3,000,000 $3,000,000 4/11/2025 D 000070200725000001
7/13/2017 Equity $2,000 $2,000 $4,500 $2,500 7/6/2017 7/12/2017 D 000070200717000005