RIVERNORTH CAP AND INCM FD I

Historical 13F Holders

Symbol: RSF
CUSIP: 76882B108
All holders as of: Q2 2026
Type: Equity
Class: COM

Reported Value, Excluding Options

Total Filings

13D/G Filers

Investors who own more than 5% of a class must file a Schedule 13D or 13G. Every filing for 76882B108 since 12/18/2024, newest first.

Filer	% of Class	Shares	Form	Filed
Osaic Holdings, Inc. 13G/A Amendment 2	0.2%	8,643	13G/A Amendment 2	8/14/2026 Event 6/30/2026
Osaic Holdings, Inc. 13G/A Amendment 1	9.4%	399,802	13G/A Amendment 1	5/12/2026 Event 6/30/2025
Nomura Holdings Inc 13G/A Amendment 1	0%	0	13G/A Amendment 1	2/17/2026 Event 12/31/2025
Nomura Holdings Inc	0%	0
Nomura Global Financial Products Inc	0%	0
CSS LLC/IL 13G/A Amendment 3	6.3%	266,670	13G/A Amendment 3	12/19/2025 Event 12/16/2025
CSS LLC/IL 13G/A Amendment 2	5.1%	215,815	13G/A Amendment 2	11/26/2025 Event 11/19/2025
Nomura Holdings Inc 13G	5.9%	250,000	13G	11/14/2025 Event 9/30/2025
Nomura Holdings Inc	5.9%	250,000
Nomura Global Financial Products Inc	5.9%	250,000
Sit Investment Associates, Inc. 13G/A Amendment 5	4.9%	199,197	13G/A Amendment 5	11/3/2025 Event 10/31/2025
Sit Investment Associates, Inc.	4.9%	199,197
Sit Fixed Income Advisors II, LLC	4.9%	199,197
CSS LLC/IL 13G/A Amendment 1	4.9%	207,352	13G/A Amendment 1	10/21/2025 Event 10/6/2025
Nomura Holdings Inc 13G/A Amendment 1	0%	0	13G/A Amendment 1	8/14/2025 Event 6/30/2025
Nomura Holdings Inc	0%	0
Nomura Global Financial Products Inc	0%	0
Osaic Holdings, Inc. 13G	13.8%	456,116	13G	8/13/2025 Event 6/30/2025
Sit Investment Associates, Inc. 13G/A Amendment 4	11.9%	507,275	13G/A Amendment 4	8/5/2025 Event 7/31/2025
Sit Investment Associates, Inc.	11.9%	507,275
Sit Fixed Income Advisors II, LLC	11.9%	507,275
CSS LLC/IL 13G	6.3%	211,569	13G	7/3/2025 Event 6/27/2025
Sit Investment Associates, Inc. 13G/A Amendment 3	6.1%	203,421	13G/A Amendment 3	6/5/2025 Event 5/30/2025
Sit Investment Associates, Inc.	6.1%	203,421
Sit Fixed Income Advisors II, LLC	6.1%	203,421
Sit Investment Associates, Inc. 13G/A Amendment 2	12.2%	426,811	13G/A Amendment 2	3/4/2025 Event 2/28/2025
Sit Investment Associates, Inc.	12.2%	426,811
Sit Fixed Income Advisors II, LLC	12.2%	426,811
Nomura Holdings Inc 13G	5.4%	200,000	13G	2/14/2025 Event 12/31/2024
Nomura Holdings Inc	5.4%	200,000
Nomura Global Financial Products Inc	5.4%	200,000

13F Holders by Quarter

Period	Filings	Shares, Excl. Options	Value, Excl. Options	Options Value
2026 Q3	1	6.50 k	$93.1 k	$0
2026 Q2	16	697 k	$10.2 M	$0
2026 Q1	15	1.64 M	$23.9 M	$0
2025 Q4	16	1.70 M	$24.4 M	$0
2025 Q3	16	1.40 M	$20.6 M	$0
2025 Q2	17	1.02 M	$14.7 M	$0
2025 Q1	18	1.23 M	$18.8 M	$0
2024 Q4	20	1.50 M	$23.1 M	$0
2024 Q3	18	1.40 M	$21.6 M	$0
2024 Q2	24	1.73 M	$26.5 M	$0
2024 Q1	28	1.68 M	$26.6 M	$0
2023 Q4	17	1.39 M	$22.0 M	$0
2023 Q3	16	1.54 M	$23.5 M	$0
2023 Q2	16	1.42 M	$21.8 M	$0
2023 Q1	17	1.37 M	$21.2 M	$0
2022 Q4	19	636 k	$10.8 M	$0
2022 Q3	13	511 k	$8.78 M	$0
2022 Q2	15	910 k	$15.8 M	$0
2022 Q1	14	969 k	$18.8 M	$0
2021 Q4	20	849 k	$16.3 M	$0
2021 Q3	17	721 k	$13.9 M	$0
2021 Q2	16	885 k	$17.6 M	$0
2021 Q1	19	1.54 M	$27.7 M	$0
2020 Q4	16	1.40 M	$23.2 M	$0
2020 Q3	20	1.57 M	$23.3 M	$0
2020 Q2	21	2.15 M	$31.9 M	$0
2020 Q1	19	1.52 M	$24.7 M	$0
2019 Q4	26	1.28 M	$23.4 M	$0
2019 Q3	22	1.14 M	$21.8 M	$0
2019 Q2	22	1.34 M	$27.3 M	$0
2019 Q1	1	9.89 k	$216 k	$0
2018 Q4	1	13.3 k	$294 k	$0
2018 Q3	2	240 k	$5.44 M	$0
2018 Q2	2	181 k	$4.20 M	$0
2018 Q1	2	242 k	$5.81 M	$0
2017 Q4	1	221 k	$5.37 M	$0
2017 Q1	1	50.4 k	$1.27 M	$0
2016 Q3	1	36.9 k	$925 k	$0