NovaBay Pharmaceuticals, Inc.

Historical 13F Holders

Symbol: NBY
CUSIP: 66987P409
All holders as of: Q4 2025
Type: Equity
Class: COM NEW

Reported Value, Excluding Options

Total Shares Held, Excluding Options

Total Filers

13D/G Filers

Every filing for 66987P409 since 12/18/2024, newest first.

Filer	% of Class	Shares	Form	Filed
R01 Fund LP 13D/A Amendment 3	58.1%	15,480,044	13D/A Amendment 3	4/2/2026 Event 3/31/2026
R01 Fund LP	42.7%	11,361,216
R01 Capital LLC	42.7%	11,361,216
R01 Capital Manager LLC	42.7%	11,361,216
Kazley Michael John	58.1%	15,480,044
Poplar Point Capital Management LLC 13D/A Amendment 3	0.8%	1,020,300	13D/A Amendment 3	3/11/2026 Event 10/20/2025
Poplar Point Capital Management LLC	0.8%	1,020,300
Poplar Point Capital Partners LP	0.8%	1,020,300
Poplar Point Capital GP LLC	0.8%	1,020,300
Jad Fakhry	0.8%	1,020,300
David E. Lazar 13D/A Amendment 2	4.99%	6,388,000	13D/A Amendment 2	1/29/2026 Event 10/21/2025
Framework Ventures IV L.P. 13D/A Amendment 2	45.0%	56,806,080	13D/A Amendment 2	1/21/2026 Event 1/16/2026
Framework Ventures IV L.P.	45.0%	56,806,080
Framework Ventures Management LLC	45.0%	56,806,080
Framework Ventures IV GP LLC	45.0%	56,806,080
Spencer Vance	45.0%	56,806,080
Anderson Michael Ernest	45.0%	56,806,080
R01 Fund LP 13D/A Amendment 2	45.0%	56,806,080	13D/A Amendment 2	1/21/2026 Event 1/16/2026
R01 Fund LP	45.0%	56,806,080
R01 Capital LLC	45.0%	56,806,080
R01 Capital Manager LLC	45.0%	56,806,080
Kazley Michael John	45.0%	56,806,080
R01 Fund LP 13D/A Amendment 1	45.1%	56,806,080	13D/A Amendment 1	10/20/2025 Event 10/16/2025
R01 Fund LP	45.1%	56,806,080
R01 Capital LLC	45.1%	56,806,080
R01 Capital Manager LLC	45.1%	56,806,080
Michael Kazley	45.1%	56,806,080
Framework Ventures IV L.P. 13D/A Amendment 1	45.1%	56,806,080	13D/A Amendment 1	10/20/2025 Event 10/16/2025
Framework Ventures IV L.P.	45.1%	56,806,080
Framework Ventures Management LLC	45.1%	56,806,080
Framework Ventures IV GP LLC	45.1%	56,806,080
Vance Spencer	45.1%	56,806,080
Michael Ernest Anderson	45.1%	56,806,080
David E. Lazar 13D/A Amendment 1	20.0%	1,502,080	13D/A Amendment 1	10/17/2025 Event 10/16/2025
Poplar Point Capital Management LLC 13D/A Amendment 2	17.5%	1,020,300	13D/A Amendment 2	10/17/2025 Event 10/15/2025
Poplar Point Capital Management LLC	17.5%	1,020,300
Poplar Point Capital Partners LP	17.5%	1,020,300
Poplar Point Capital GP LLC	17.5%	1,020,300
Jad Fakhry	17.5%	1,020,300
R01 Fund LP 13D	16.2%	1,164,117	13D	10/15/2025 Event 10/9/2025
R01 Fund LP	16.2%	1,164,117
R01 Capital LLC	16.2%	1,164,117
R01 Capital Manager LLC	16.2%	1,164,117
Michael Kazley	16.2%	1,164,117
Framework Ventures IV L.P. 13D	16.2%	1,164,117	13D	10/15/2025 Event 10/9/2025
Framework Ventures IV L.P.	16.2%	1,164,117
Framework Ventures Management LLC	16.2%	1,164,117
Framework Ventures IV GP LLC	16.2%	1,164,117
Vance Spencer	16.2%	1,164,117
Michael Ernest Anderson	16.2%	1,164,117
Poplar Point Capital Management LLC 13D/A Amendment 1	17.5%	1,020,300	13D/A Amendment 1	9/4/2025 Event 9/3/2025
Poplar Point Capital Management LLC	17.5%	1,020,300
Poplar Point Capital Partners LP	17.5%	1,020,300
Poplar Point Capital GP LLC	17.5%	1,020,300
Jad Fakhry	17.5%	1,020,300
David E. Lazar 13D	20.0%	1,200,048	13D	8/26/2025 Event 8/19/2025
Poplar Point Capital Management LLC 13D	17.5%	1,020,300	13D	6/4/2025 Event 6/3/2025
Poplar Point Capital Management LLC	17.5%	1,020,300
Poplar Point Capital Partners LP	17.5%	1,020,300
Poplar Point Capital GP LLC	17.5%	1,020,300
Jad Fakhry	17.5%	1,020,300
Poplar Point Capital Management LLC 13G/A Amendment 2	16.7%	971,654	13G/A Amendment 2	5/15/2025 Event 3/31/2025
Poplar Point Capital Management LLC	16.7%	971,654
Poplar Point Capital Partners LP	16.7%	971,654
Poplar Point Capital GP LLC	16.7%	971,654
Jad Fakhry	16.7%	971,654
Poplar Point Capital Management LLC 13G/A Amendment 1	12.7%	620,685	13G/A Amendment 1	2/6/2025 Event 1/31/2025
Poplar Point Capital Management LLC	12.7%	620,685
Poplar Point Capital Partners LP	12.7%	620,685
Poplar Point Capital GP LLC	12.7%	620,685
Jad Fakhry	12.7%	620,685
Poplar Point Capital Management LLC 13G	7.7%	378,297	13G	1/10/2025 Event 12/31/2024
Poplar Point Capital Management LLC	7.7%	378,297
Poplar Point Capital Partners LP	7.7%	378,297
Poplar Point Capital GP LLC	7.7%	378,297
Jad Fakhry	7.7%	378,297

13F Holders by Quarter

Period	Filers	Shares, Excl. Options	Value, Excl. Options	Options Value
2025 Q4	26	6.09 M	$34.4M	$0
2025 Q3	14	227 k	$290k	$0
2025 Q2	14	219 k	$127k	$0
2025 Q1	19	362 k	$212k	$0
2024 Q4	17	167 k	$101k	$0
2024 Q3	14	126 k	$87.5k	$0
2024 Q2	9	11.5 k	$25.4k	$0