GUGGENHEIM ACTIVE ALLOC FD

Historical 13F Holders

Symbol
GUG
CUSIP
40170T106
All holders as of
Q2 2026
Type
Equity
Class
COMMON STOCK
Reported Value, Excluding Options
Total Filings

13D/G Filers

Investors who own more than 5% of a class must file a Schedule 13D or 13G. Each filer's latest filing for 40170T106 since 12/18/2024, largest first.

Filer % of Class Filed
Morgan Stanley 13G/A
8.4% 11/7/2025
Event 9/30/2025

13F Holders by Quarter

Period Filings Shares, Excl. Options Value, Excl. Options
2026 Q3 5 61.5 k $870 k
2026 Q2 47 11.4 M $183 M
2026 Q1 44 10.6 M $161 M
2025 Q4 54 10.8 M $165 M
2025 Q3 53 10.5 M $163 M
2025 Q2 52 10.9 M $170 M
2025 Q1 53 9.53 M $144 M
2024 Q4 59 9.34 M $139 M
2024 Q3 52 8.40 M $141 M
2024 Q2 53 10.5 M $157 M
2024 Q1 53 12.2 M $179 M
2023 Q4 47 11.6 M $171 M
2023 Q3 42 8.42 M $114 M
2023 Q2 39 8.53 M $122 M
2023 Q1 38 8.56 M $120 M
2022 Q4 35 7.98 M $249 M
2022 Q3 31 5.55 M $71.5 M
2022 Q2 23 4.93 M $70.0 M
2022 Q1 15 3.37 M $57.7 M
2021 Q4 6 1.23 M $24.5 M