| Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None |
|---|
| Num | Name | File Number |
|---|---|---|
| 1 | CITY NATIONAL ROCHDALE, LLC | 028-05392 |
| 2 | ENVESTNET ASSET MANAGEMENT INC | 028-13411 |
| 3 | Clark Capital Management Group, Inc | 028-11680 |
| 4 | ASSETMARK, INC | 028-11546 |
| 5 | JPMORGAN CHASE & CO | 028-00694 |
| 6 | New Frontier Advisors, LLC | |
| 7 | State Street Global Advisors |