Q3 2017 13F Detailed Holdings
-
Location
-
Jersey City, NJ
-
Holdings as of
-
9/30/2017
-
Value ($000)
-
$6,356,242
-
Num holdings
-
14,020
-
Date filed
-
11/6/2017
-
Form type
-
13F-HR
-
Note
-
Holdings broken out by “other managers” reported in original SEC filing,
see here
for holdings aggregated across other managers
| Sym |
Issuer Name |
Cl |
CUSIP |
Value ($000) |
% |
Shares |
Principal |
Option Type |
Discretion |
Other Manager |
Sole |
Shared |
None |
Other Managers
| Num |
Name |
File Number |
| 1 |
ROYAL ALLIANCE ASSOCIATES INC |
|
| 2 |
SAGEPOINT FINANCIAL, INC. |
|
| 6 |
FSC Securities CORP |
|
| 8 |
WOODBURY FINANCIAL SERVICES, INC. |
|
| 99 |
Vision2020 Wealth Management Copr. |
|