| Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None | 
|---|
| Num | Name | File Number | 
|---|---|---|
| 1 | ROYAL ALLIANCE ASSOCIATES INC | |
| 2 | SAGEPOINT FINANCIAL, INC. | |
| 6 | FSC Securities CORP | |
| 8 | WOODBURY FINANCIAL SERVICES, INC. | |
| 99 | Vision2020 Wealth Management Copr. |