| Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None |
|---|
| Num | Name | File Number |
|---|---|---|
| 1 | OSAIC WEALTH, INC. | 028-24468 |
| 2 | LADENBURG THALMANN ASSET MANAGEMENT | 028-13809 |
| 4 | OSAIC INSTITUTIONS, INC. | 028-23275 |
| 7 | Osaic Advisory Services, LLC | 028-17514 |