| Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None |
|---|
| Num | Name | File Number |
|---|---|---|
| 1 | OSAIC WEALTH, INC. | |
| 2 | LADENBURG THALMANN ASSET MANAGEMENT | |
| 7 | Osaic Advisory Services, LLC | |
| 25 | OSAIC FA, INC. | |
| 30 | OSAIC FS, INC. | |
| 4 | OSAIC INSTITUTIONS, INC. |