Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None |
---|
Num | Name | File Number |
---|---|---|
1 | ROYAL ALLIANCE ASSOCIATES, INC. | |
2 | SAGEPOINT FINANCIAL, INC. | |
6 | FSC SECURITES, INC. | |
8 | WOODBURY FINANCIAL SERVICES, INC. | |
99 | VISION2020 WEALTH MANAGEMENT CORP. | |
11 | SECURITIES AMERICA ADVISORS INC | |
14 | ARBOR POINT ADVISORS, LLC | |
17 | TRIAD ADVISORS, LLC | |
16 | TRIAD HYBRID SOLUTIONS, LLC | |
12 | LADENBURG THALMANN ASSET MANAGEMENT |