ADVISOR GROUP HOLDINGS, INC.

Q4 2020 13F Detailed Holdings

Location
Phoenix, AZ
Holdings as of
12/31/2020
Value ($000)
$37,448,546
Num holdings
30,004
Date filed
2/10/2021
Form type
13F-HR
Prev filing
11/12/2020
Next filing
5/13/2021
SEC
View on sec.gov
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 ROYAL ALLIANCE ASSOCIATES, INC.
2 SAGEPOINT FINANCIAL, INC.
6 FSC SECURITES, INC.
8 WOODBURY FINANCIAL SERVICES, INC.
99 VISION2020 WEALTH MANAGEMENT CORP.
11 SECURITIES AMERICA ADVISORS INC
12 LADENBURG THALMANN ASSET MANAGEMENT
14 ARBOR POINT ADVISORS, LLC
16 TRIAD HYBRID SOLUTIONS, LLC
17 TRIAD ADVISORS, LLC