Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None |
---|
Num | Name | File Number |
---|---|---|
1 | ROYAL ALLIANCE ASSOCIATES INC | |
2 | SAGEPOINT FINANCIAL, INC. | |
6 | FSC SECURITES, INC. | |
8 | WOODBURY FINANCIAL SERVICES, INC. | |
99 | Vision2020 Wealth Management Copr. | |
11 | SECURITIES AMERICA ADVISORS INC | |
12 | Ladenburg Thalmann Asset Management | |
13 | KMS FINANCIAL SERVICES, INC | |
14 | Arbor Point Advisors, LLC | |
15 | SSN Advisory, Inc. | |
16 | Triad Hybrid Solutions, LLC | |
17 | Triad Advisors, LLC | |
18 | Investacorp Advisory Services, Inc. |