| Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None |
|---|
| Num | Name | File Number |
|---|---|---|
| 1 | ROYAL ALLIANCE ASSOCIATES INC | |
| 2 | SAGEPOINT FINANCIAL, INC. | |
| 6 | FSC SECURITES, INC. | |
| 8 | WOODBURY FINANCIAL SERVICES, INC. | |
| 99 | Vision2020 Wealth Management Copr. | |
| 11 | SECURITIES AMERICA ADVISORS INC | |
| 12 | Ladenburg Thalmann Asset Management | |
| 13 | KMS FINANCIAL SERVICES, INC | |
| 14 | Arbor Point Advisors, LLC | |
| 15 | SSN Advisory, Inc. | |
| 16 | Triad Hybrid Solutions, LLC | |
| 17 | Triad Advisors, LLC | |
| 18 | Investacorp Advisory Services, Inc. |