Newfound Research LLC

Q3 2016 13F Detailed Holdings

Location
Boston, MA
Holdings as of
9/30/2016
Value ($000)
$104,945
Num holdings
199
Date filed
1/20/2017
Form type
13F-HR/A - RESTATEMENT
Prev filing
8/9/2016
Next filing
1/20/2017
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 Rosedale Thomas B. 028-17094
2 Hoffstein Corey 028-17095
3 Sibears Daniel J 028-17096
4 Sand Hill Cove Management LLC 028-17097
5 Newfound Holdings, LLC 028-17098