Vivaldi Asset Management, LLC

Q3 2020 13F Detailed Holdings

Location
Chicago, IL
Holdings as of
9/30/2020
Value ($000)
$371,948
Num holdings
115
Date filed
11/16/2020
Form type
13F-HR
Prev filing
8/18/2020
Next filing
2/16/2021
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 FIRST TRUST ADVISORS LP 028-06487