Vivaldi Asset Management, LLC

Q3 2020 13F Detailed Holdings

Location
Chicago, IL
Holdings as of
9/30/2020
Value ($000)
$371,948
Num holdings
115
Date filed
11/16/2020
Form type
13F-HR
Prev filing
8/18/2020
Next filing
2/16/2021
SEC
View on sec.gov
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 FIRST TRUST ADVISORS LP 028-06487