| Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None |
|---|
| Num | Name | File Number |
|---|---|---|
| 2 | MARINER WEALTH ADVISORS-OKLAHOMA, LLC | 028-16242 |
| 3 | Mariner Wealth Advisors-Madison, LLC | 028-10221 |
| 4 | Mariner Wealth Advisors - Leawood, LLC | 028-16909 |
| 5 | Mariner Wealth Advisors-NYC, LLC | 028-16888 |
| 6 | Mariner Wealth Advisors-St. Louis, LLC | 028-16994 |
| 7 | Mariner Wealth Advisors-Chicago, LLC |