Winfield Associates, Inc.

Q3 2017 13F Detailed Holdings

Location
Cleveland, OH
Holdings as of
9/30/2017
Value ($000)
$190,013
Num holdings
995
Date filed
11/6/2017
Form type
13F-HR
Prev filing
7/27/2017
Next filing
2/12/2018
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 GOLDMAN SACHS GROUP INC 028-04981
2 MERRILL LYNCH & CO., INC. 028-03554