Winfield Associates, Inc.

Q3 2016 13F Detailed Holdings

Location
Cleveland, OH
Holdings as of
9/30/2016
Value ($000)
$158,982
Num holdings
853
Date filed
10/31/2016
Form type
13F-HR
Prev filing
8/15/2016
Next filing
1/20/2017
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 GOLDMAN SACHS GROUP INC 028-04981
2 MERRILL LYNCH & CO., INC. 028-03554