LADENBURG THALMANN FINANCIAL SERVICES INC.

Q3 2017 13F Detailed Holdings

Location
Miami, FL
Holdings as of
9/30/2017
Value ($000)
$9,219,575
Num holdings
15,022
Date filed
11/15/2017
Form type
13F-HR
Prev filing
8/14/2017
Next filing
2/14/2018
SEC
View on sec.gov
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 SECURITIES AMERICA ADVISORS INC 028-12574
2 Ladenburg Thalmann Asset Management 028-13809
3 KMS FINANCIAL SERVICES, INC 028-15569
4 Arbor Point Advisors, LLC 028-16922
5 SSN Advisory, Inc. 028-16924
6 Triad Hybrid Solutions, LLC 028-17514
7 Triad Advisors, Inc.
8 Investacorp Advisory Services, Inc.