Daiwa Capital Markets America Inc.

Q4 2013 13F Detailed Holdings

Location
New York, NY
Holdings as of
12/31/2013
Value ($000)
$11,769,344
Num holdings
1,135
Date filed
2/13/2014
Form type
13F-HR
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SEC
View on sec.gov
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 Daiwa Capital Markets America Holdings Inc. 028-14428
2 Daiwa International Holdings Inc. 028-14945
3 Daiwa Asset Management Co. Ltd 028-14429
4 Daiwa America Strategic Advisors Corp 028-14427