| Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None |
|---|
| Num | Name | File Number |
|---|---|---|
| 1 | Daiwa Capital Markets America Holdings Inc. | 028-14428 |
| 2 | Daiwa International Holdings Inc. | 028-14945 |
| 3 | Daiwa Asset Management Co. Ltd | 028-14429 |
| 4 | Daiwa America Strategic Advisors Corp | 028-14427 |
| 5 | Daiwa Capital Markets America Inc. | 028-14430 |