| Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None |
|---|
| Num | Name | File Number |
|---|---|---|
| 1 | ANCORA FAMILY WEALTH ADVISORS, LLC | 028-17014 |
| 2 | Clutterbuck Capital Management LLC | |
| 3 | Ancora Alternatives LLC | 028-21227 |