CONFLUENCE INVESTMENT MANAGEMENT LLC

Q4 2016 13F Detailed Holdings

Location
St. Louis, MO
Holdings as of
12/31/2016
Value ($000)
$4,120,045
Num holdings
235
Date filed
2/14/2017
Form type
13F-HR
Prev filing
11/4/2016
Next filing
4/6/2017
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 First Trust Advisors L.P. 028-06487