| Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None |
|---|
| Num | Name | File Number |
|---|---|---|
| 14 | ABNER HERRMAN & BROCK, LLC | 028-06312 |
| 1 | ADVISORS CAPITAL MANAGEMENT, LLC | 028-11543 |
| 3 | CAMBRIDGE INVESTMENTS LTD | 028-06432 |
| 15 | CARRET ASSET MANAGEMENT, LLC | 028-01317 |
| 11 | DIVIDEND ASSET CAPITAL, LLC | 028-11952 |
| 13 | VALUEWORKS LLC | 028-11180 |
| 19 | WELLESLEY INVESTMENT ADVISORS | 028-14868 |
| 22 | TIMECAPITAL INVESTOR ADVISORY SERVICES, INC. | |
| 12 | SENTINEL ADVISORS CO | 028-03768 |
| 8 | FRASER MANAGEMENT ASSOCIATES INC | 028-03721 |