Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None |
---|
Num | Name | File Number |
---|---|---|
1 | CADARET, GRANT & CO. INC. | 028-22516 |
2 | SCF Investment Advisors, Inc. | 028-22517 |
3 | NEXT Financial Group, Inc | 028-16263 |
4 | CUSO Financial Services L.P. /CA | 028-22518 |
6 | Western International Securities, Inc. | 028-22520 |