ASCEND CAPITAL, LLC

Q4 2016 13F Detailed Holdings

Location
Orinda, CA
Holdings as of
12/31/2016
Value ($000)
$1,979,278
Num holdings
1,205
Date filed
2/13/2017
Form type
13F-HR
Prev filing
11/14/2016
Next filing
5/15/2017
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 Ascend Capital Limited Partnership 028-11218
2 Ascend Partners Fund II LP 028-11221
3 Ascend Wilson Fund LP 028-15291
4 Ascend Partners Fund II, Ltd. 028-11219
5 Fairbairn Malcolm 028-11223
6 Ascend Partners Fund II BPO, Ltd. 028-12400
7 ASCEND AC FUND LP 028-16597
8 ASCEND CN FUND LP 028-16600
9 ASCEND PLAZA FUND, LTD. 028-17212