ASCEND CAPITAL, LLC

Q3 2014 13F Detailed Holdings

Location
Orinda, CA
Holdings as of
9/30/2014
Value ($000)
$3,380,776
Num holdings
858
Date filed
11/13/2014
Form type
13F-HR
Prev filing
8/13/2014
Next filing
2/13/2015
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 Ascend Capital Limited Partnership 028-11218
2 Ascend Partners Fund II LP 028-11221
3 Ascend Wilson Fund LP 028-15291
4 Ascend Partners Fund II, Ltd. 028-11219
5 Fairbairn Malcolm 028-11223
6 Ascend Partners Fund II BPO, Ltd. 028-12400