OTA Financial Group L.P.

Q3 2021 13F Detailed Holdings

Location
Purchase, NY
Holdings as of
9/30/2021
Value ($000)
$82,984
Num holdings
70
Date filed
10/12/2021
Form type
13F-HR - RESTATEMENT
Prev filing
7/28/2021
Next filing
1/28/2022
SEC
View on sec.gov
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 OTA LLC 028-11280
2 OTA TRADING FUND 1 LLC 028-12833