OTA Financial Group L.P.

Q3 2020 13F Detailed Holdings

Location: Purchase, NY
Holdings as of: 9/30/2020
Value ($000): $107,816
Num holdings: 63
Date filed: 10/28/2020
Form type: 13F-HR - RESTATEMENT
Prev filing: 7/16/2020
Next filing: 1/20/2021
SEC: View on sec.gov
Note: Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers

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Sym	Issuer Name	Cl	CUSIP	Value ($000)	%	Shares	Principal	Option Type	Discretion	Other Manager	Sole	Shared	None
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Num	Name	File Number
1	OTA LLC	028-11280
2	OTA TRADING FUND 1 LLC	028-12833