OTA Financial Group L.P.
Q3 2017 13F Detailed Holdings
Location
Purchase, NY
Holdings as of
9/30/2017
Value ($000)
$148,199
Num holdings
53
Date filed
10/20/2017
Form type
13F-HR
Prev filing
7/14/2017
Next filing
2/22/2018
SEC
View on sec.gov
Note
Holdings broken out by “other managers” reported in original SEC filing,
see here
for holdings aggregated across other managers
This filing has been restated,
see here
for the amended filing
Compare Q3 2017 to
2023 Q2 - RESTATEMENT
2023 Q1 - RESTATEMENT
2022 Q4 - RESTATEMENT
2022 Q3 - RESTATEMENT
2022 Q2 - RESTATEMENT
2022 Q1 - RESTATEMENT
2021 Q4 - RESTATEMENT
2021 Q3 - RESTATEMENT
2021 Q2 - RESTATEMENT
2021 Q1 - RESTATEMENT
2020 Q4 - RESTATEMENT
2020 Q3 - RESTATEMENT
2020 Q2 - RESTATEMENT
2020 Q1 - RESTATEMENT
2020 Q1 - RESTATEMENT
2019 Q4 - RESTATEMENT
2019 Q3 - RESTATEMENT
2019 Q2 - RESTATEMENT
2019 Q1 - RESTATEMENT
2019 Q1 - RESTATEMENT
2018 Q4 - RESTATEMENT
2018 Q3 - RESTATEMENT
2018 Q2 - RESTATEMENT
2018 Q1 - RESTATEMENT
2017 Q4 - RESTATEMENT
2017 Q3 - RESTATEMENT
2017 Q2
2017 Q1
2016 Q4
2016 Q3
2016 Q2
2016 Q1
2015 Q4
2015 Q2
2015 Q1
2014 Q4
2014 Q3
2014 Q1
2013 Q4
Sym
Issuer Name
Cl
CUSIP
Value ($000)
%
Shares
Principal
Option Type
Discretion
Other Manager
Sole
Shared
None
Other Managers
Num
Name
File Number
1
OTA LLC
028-11280
2
OTA SWAPS LLC
028-12833