OTA Financial Group L.P.

Q4 2016 13F Detailed Holdings

Location
Purchase, NY
Holdings as of
12/31/2016
Value ($000)
$191,206
Num holdings
54
Date filed
2/2/2017
Form type
13F-HR
Prev filing
10/27/2016
Next filing
4/28/2017
SEC
View on sec.gov
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 OTA LLC 028-11280
2 OTA SWAPS LLC 028-12833