Guggenheim Capital LLC

Q4 2019 13F Detailed Holdings

Location: Chicago, IL
Holdings as of: 12/31/2019
Value ($000): $16,872,511
Num holdings: 4,108
Date filed: 2/14/2020
Form type: 13F-HR
Prev filing: 2/20/2020
Next filing: 6/2/2020
SEC: View on sec.gov
Note: Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers

This filing has been restated, see here for the amended filing

Compare Q4 2019 to

Sym	Issuer Name	Cl	CUSIP	Value ($000)	%	Shares	Principal	Option Type	Discretion	Other Manager	Sole	Shared	None

Other Managers

Num	Name	File Number
1	GUGGENHEIM FUNDS DISTRIBUTORS, LLC	28-12550
2	SECURITY INVESTORS LLC	28-01689
3	Guggenheim Partners Investment Management, LLC	28-12837
4	Guggenheim Life & Annuity Co	28-18657
5	GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC	28-11097