OTA Financial Group L.P.

Q3 2018 13F Detailed Holdings

Location
Purchase, NY
Holdings as of
9/30/2018
Value ($000)
$241,566
Num holdings
56
Date filed
10/19/2018
Form type
13F-HR - RESTATEMENT
Prev filing
7/16/2018
Next filing
1/24/2019
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 OTA LLC 028-11280
2 OTA SWAPS LLC 028-12833